Form D · Hedge Fund

Man FRM Relative Value Strategies LLC

New York, NY · CIK 0001535136

Offering snapshot reported Aug 21, 2015 · SEC filing

Reported sold: $54.6M
Investors reported: 49
Minimum accepted: $50K
First sale: Nov 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Minimum accepted$100,000 → $50,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 21, 2015	Amendment	$54,648,125	$0vs Nov 10, 2014	49	SEC filing
Nov 10, 2014	Amendment	$54,648,125	$4,642,000vs Nov 8, 2013	49	SEC filing
Nov 8, 2013	Amendment	$50,006,125	$6,110,300vs Jan 17, 2013	47	SEC filing
Jan 17, 2013	Amendment	$43,895,825	$26,218,325vs Nov 29, 2011	43	SEC filing
Nov 29, 2011	Initial	$17,677,500	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1.37M (estimated)
Finders' fees: $0
Form D file number: 021-169299

Man Investments Inc. is an affiliate of FRM Investment Management (USA) LLC. Issuer didn't pay sales commissions to MII in this offering. MII compensates Registered Reps salary and discretionary bonus, determined by factors, incl. assets raised for Issuer

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Man Investments Inc.	15770
Merrill Lynch, Pierce, Fenner & Smith Incorporated	7691

Source: Form D, filed Aug 21, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAN FRM RELATIVE VALUE STRATEGIES LLC

Investment adviser: MAN SOLUTIONS LLC

Gross asset value: $18.9M
Beneficial owners: 11
ADV minimum commitment: $100K

Reported in Form ADV on Sep 8, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON INVESTMENT SERVICING TRUST COMPANY WILMINGTON, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer MAN INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: Yes

Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

Filing source

Form ADV 1039619 · Sep 8, 2016 · Schedule D 7.B.(1), fund 805-1645307862

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James Louis Costabile	Director, Executive
Justin Ferri	Director, Executive
N/A Frm Investment Management (Usa) Llc	Promoter
Keith D. Glenfield	Director, Executive
Shiraz Kajee	Executive
Solomon E. Kuckelman	Executive
Michelle Mc Closkey	Executive
N/A Merrill Lynch Alternative Investments Llc ("Mlai")	Promoter
Deann D. Morgan	Director, Executive
Colleen Rose Rusch	Director, Executive
Matthew David Stadtmauer	Executive
Steven Lawrence Suss	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

452 Fifth Avenue, 26th Floor
New York, NY, 10018