Form D · Hedge Fund

Man FRM Global Macro Strategies Ltd.

Grand Cayman, E9 · CIK 0001515350

Offering snapshot reported Aug 22, 2017 · SEC filing

Reported sold
$42.2M
Indefinite offering
Investors reported
80
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jan 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$21.1M$42.2MMay 5, 2011: $8,552,750.00May 5, 2011May 8, 2012: $28,420,360.00May 8, 2013: $35,843,360.00Nov 8, 2013: $37,401,160.00Nov 10, 2014: $40,360,910.00Aug 21, 2015: $41,050,910.00Aug 21, 2015: $41,050,910.00Aug 22, 2016: $41,935,910.00Aug 22, 2017: $42,165,910.00Aug 22, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$41,935,910 → $42,165,910
  • Reported investors78 → 80

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 22, 2017Amendment$42,165,910$230,000vs Aug 22, 201680SEC filing
Aug 22, 2016Amendment$41,935,910$885,000vs Aug 21, 201578SEC filing
Aug 21, 2015Amendment$41,050,910$690,000vs Nov 10, 201473SEC filing
Aug 21, 2015Amendment$41,050,910$0vs Aug 21, 201573SEC filing
Nov 10, 2014Amendment$40,360,910$2,959,750vs Nov 8, 201371SEC filing
Nov 8, 2013Amendment$37,401,160$1,557,800vs May 8, 201367SEC filing
May 8, 2013Amendment$35,843,360$7,423,000vs May 8, 201267SEC filing
May 8, 2012Amendment$28,420,360$19,867,610vs May 5, 201156SEC filing
May 5, 2011Initial$8,552,750No comparison13SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.22M (estimated)
Finders' fees
$0
Form D file number
021-159338
Man Investments Inc. is an affiliate of FRM Investment Management (USA) LLC. Issuer didn't pay sales commissions to MII in this offering. MII compensates Registered Reps salary and discretionary bonus, determined by factors, incl. assets raised for Issuer

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Man Investments Inc.15770
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Aug 22, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAN FRM GLOBAL MACRO STRATEGIES LTD

Investment adviser: MAN SOLUTIONS LLC

Gross asset value
$14.2M
Beneficial owners
25
ADV minimum commitment
$100K

Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY FUND MANAGEMENT (CAYMAN) LIMITED GRAND CAYMAN KY1-1202, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST AND YOUNG GRAND CAYMAN, Cayman Islands
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer MAN INVESTMENTS AG PFAFFIKON, Switzerland Related to adviser: Yes
Marketer MAN INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: Yes
Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST AND YOUNG
PCAOB 1655

MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

Filing source

Form ADV 1193984 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-6591804465

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Louis Costabile Director, Executive
Ronan Daly Director
Alun Davies Director
Justin C. Ferri Director, Executive
Jens Foehrenbach Executive
N/A Frm Investment Management (Usa) Llc Executive
Keith D. Glenfield Director, Executive
Robert Richard Hanna Executive
Shiraz Kajee Executive
Solomon E. Kuckelman Executive
Michelle Mc Closkey Executive
N/A Merrill Lynch Alternative Investments Llc ("Mlai") Promoter
Deann D. Morgan Director, Executive
Simon Palmer Director
John Renouf Director
Colleen Rose Rusch Director, Executive
Matthew David Stadtmauer Executive
Steven Lawrence Suss Director, Executive
Jennifer Thomson Director
John Walley Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Citco Trustees (Cayman) Limited 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-1205