Form D · Hedge Fund

Man FRM Emerging Markets Strategies Ltd

Grand Cayman, E9 · CIK 0001490361

Offering snapshot reported Sep 6, 2016 · SEC filing

Reported sold
$39.2M
Indefinite offering
Investors reported
94
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
May 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$19.6M$39.2MApr 30, 2010May 18, 2010: $6,940,000.00Apr 29, 2011: $27,268,105.00Apr 27, 2012: $35,333,305.00Apr 26, 2013: $38,373,805.00Jan 6, 2014: $38,373,805.00Jan 5, 2015: $39,234,805.00Sep 3, 2015: $39,234,805.00Sep 6, 2016: $39,234,805.00Sep 6, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 6, 2016Amendment$39,234,805$0vs Sep 3, 201594SEC filing
Sep 3, 2015Amendment$39,234,805$0vs Jan 5, 201594SEC filing
Jan 5, 2015Amendment$39,234,805$861,000vs Jan 6, 201494SEC filing
Jan 6, 2014Amendment$38,373,805$0vs Apr 26, 201392SEC filing
Apr 26, 2013Amendment$38,373,805$3,040,500vs Apr 27, 201291SEC filing
Apr 27, 2012Amendment$35,333,305$8,065,200vs Apr 29, 201189SEC filing
Apr 29, 2011Amendment$27,268,105$20,328,105vs May 18, 201081SEC filing
May 18, 2010Amendment$6,940,000No comparison19SEC filing
Apr 30, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$199K (estimated)
Finders' fees
$0
Form D file number
021-141350
Man Investments Inc. is an affiliate of FRM Investment Management (USA) LLC. Issuer didn't pay sales commissions to MII in this offering. MII compensates Registered Reps salary and discretionary bonus, determined by factors, incl. assets raised for Issuer

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Man Investments Inc.15770
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Sep 6, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Bank Of America Capital Advisors Llc Promoter
Spencer Boggess Director, Promoter
Ronan Daly Director
Alun Davies Director
Jens Foehrenbach Executive
N/A Frm Investment Management (Usa) Llc Executive
Robert Richard Hanna Executive
Shiraz Kajee Executive
Solomon E. Kuckelman Executive
Michelle Mc Closkey Executive
Llc Merrill Lynch Alternative Investments Promoter
Simon Palmer Director
John Renouf Director
Matthew David Stadtmauer Executive
Steven Suss Director, Promoter
Jennifer Thomson Director
John Walley Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Citco Trustees (Cayman) Limited 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-1205