Form D · Other Investment Fund
Man AHL FuturesAccess LLC
New York, NY · CIK 0001498325
Offering snapshot reported Mar 18, 2014 · SEC filing
- Reported sold
- $25.7M Indefinite offering
- Investors reported
- 367 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 1, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$25,615,030 → $25,678,805
- Reported investors365 → 367
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 18, 2014 | Amendment | $25,678,805 | $63,775vs Mar 18, 2013 | 367 | SEC filing |
| Mar 18, 2013 | Amendment | $25,615,030 | $2,321,471vs Mar 16, 2012 | 365 | SEC filing |
| Mar 16, 2012 | Amendment | $23,293,559 | $4,097,414vs Sep 28, 2011 | 323 | SEC filing |
| Sep 28, 2011 | Amendment | $19,196,145 | $18,048,495vs Sep 28, 2010 | 260 | SEC filing |
| Sep 28, 2010 | Initial | $1,147,650 | No comparison | 16 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $642K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-148234
Estimated maximum aggregate sales commission to be paid to the selling agent. The sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire FuturesAccess Program.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Mar 18, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Louis Costabile | Director, Executive |
| Justin C Ferri | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Promoter |
| Deann D. Morgan | Director, Executive |
| Colleen Rose Rusch | Director, Executive |
| Steven Lawrence Suss | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10080