Form D · Hedge Fund

MALTA MLC OFFSHORE, LTD.

Grand Cayman, E9 · CIK 0001297944

Offering snapshot reported Jun 10, 2020 · SEC filing

Reported sold
$0
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
May 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.91M$11.8MMar 11, 2010: $100,000.00Mar 11, 2010May 2, 2011: $4,700,000.00May 2, 2012: $1,935,000.00May 8, 2013: $350,000.00Jun 17, 2014: $1,000,000.00May 20, 2015: $1,250,000.00Jun 8, 2016: $0.00Jun 9, 2017: $100,000.00Jun 8, 2018: $11,810,537.00Jun 10, 2019: $884,000.00Jun 10, 2020: $0.00Jun 10, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$884,000 → $0
  • Reported investors2 → 0

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 10, 2020Amendment$0-$884,000vs Jun 10, 20190SEC filing
Jun 10, 2019Amendment$884,000-$10,926,537vs Jun 8, 20182SEC filing
Jun 8, 2018Amendment$11,810,537$11,710,537vs Jun 9, 20174SEC filing
Jun 9, 2017Amendment$100,000$100,000vs Jun 8, 20161SEC filing
Jun 8, 2016Amendment$0-$1,250,000vs May 20, 20150SEC filing
May 20, 2015Amendment$1,250,000$250,000vs Jun 17, 201418SEC filing
Jun 17, 2014Amendment$1,000,000$650,000vs May 8, 20131SEC filing
May 8, 2013Amendment$350,000-$1,585,000vs May 2, 20122SEC filing
May 2, 2012Amendment$1,935,000-$2,765,000vs May 2, 20113SEC filing
May 2, 2011Amendment$4,700,000$4,600,000vs Mar 11, 20103SEC filing
Mar 11, 2010Amendment$100,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-67599
The information provided in Items 13 and 14 reflect new sales and additional contributions from June 2019 - June 2020 as an update to our previous Form D/A in June 2019.
The Issuer does not charge a sales commission at time of investment. However, certain broker/dealers may share a portion of the fees paid to the Issuer's Investment Manager or one of its affilates.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Aqueduct Capital Group, LLC131452

Source: Form D, filed Jun 10, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MALTA MLC OFFSHORE, LTD.

Investment adviser: MALTESE CAPITAL MANAGEMENT, LLC

Gross asset value
$670K
Beneficial owners
5
ADV minimum commitment
$500K

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Curacao Related to adviser: No
Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER LLP
PCAOB 274

CITCO BANKING CORPORATION N.V.
LEI 549300HEYP0HGEVT8L46

J.P. MORGAN SECURITIES INC.
SEC 8-36950

MORGAN STANLEY & CO. LLC
SEC 8-15869

PERSHING LLC
SEC 8-17574

JEFFERIES LLC
CRD 2347 · SEC 8-15074

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1629572 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-9919873887

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph Hall Director
Terry Maltese Director
Maltese Capital Management, Llc Executive
Robert Mesche Director
Robert L. Meschi Director
Robert Meshe Director
Kenneth O'hanrahan Director
May Della Pietra Director
Peter M.O. Young Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Citco Fund Services (Cayman) Ltd. 89 Nexus Way, 2 Nd Fl., Camana Bay
Grand Cayman, E9, KY1-1205