Form D · Hedge Fund

Malta MLC Fund, L.P.

New York, NY · CIK 0001298282

Offering snapshot reported Feb 3, 2023 · SEC filing

Reported sold
$0
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
May 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$39.2M$78.4MMar 11, 2010: $3,450,000.00Mar 11, 2010May 2, 2011: $12,985,000.00May 2, 2012: $11,300,000.00May 8, 2013: $10,250,000.00Jun 27, 2014: $33,209,800.00Feb 12, 2015: $7,482,592.00Feb 12, 2016: $78,427,982.00Feb 10, 2017: $0.00Feb 13, 2017: $0.00Feb 8, 2018: $7,600,000.00Feb 8, 2019: $26,000,000.00Feb 7, 2020: $5,400,000.00Feb 5, 2021: $0.00Feb 4, 2022: $0.00Feb 3, 2023: $0.00Feb 3, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 3, 2023Amendment$0$0vs Feb 4, 20220SEC filing
Feb 4, 2022Amendment$0$0vs Feb 5, 20210SEC filing
Feb 5, 2021Amendment$0-$5,400,000vs Feb 7, 20200SEC filing
Feb 7, 2020Amendment$5,400,000-$20,600,000vs Feb 8, 20194SEC filing
Feb 8, 2019Amendment$26,000,000$18,400,000vs Feb 8, 20182SEC filing
Feb 8, 2018Amendment$7,600,000$7,600,000vs Feb 13, 20175SEC filing
Feb 13, 2017Amendment$0-$78,427,982vs Feb 12, 201641SEC filing
Feb 10, 2017Amendment$0-$78,427,982vs Feb 12, 201619SEC filing
Feb 12, 2016Amendment$78,427,982$70,945,390vs Feb 12, 201552SEC filing
Feb 12, 2015Amendment$7,482,592-$25,727,208vs Jun 27, 201426SEC filing
Jun 27, 2014Amendment$33,209,800$22,959,800vs May 8, 201318SEC filing
May 8, 2013Amendment$10,250,000-$1,050,000vs May 2, 20127SEC filing
May 2, 2012Amendment$11,300,000-$1,685,000vs May 2, 201110SEC filing
May 2, 2011Amendment$12,985,000$9,535,000vs Mar 11, 20105SEC filing
Mar 11, 2010Amendment$3,450,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-67674
The information provided in Items 13 and 14 reflect new sales and additional contributions from March 2022 - February 2023 as an update to our previous Form D/A in February 2022.
Item 12 reflects sales compensation recipients from Mar 2022-Feb 2023. The Issuer does not charge sales commission at time of investment but certain broker/dealers may share portion of fees paid to the Issuer's Investment Manager or one of its affiliates

Source: Form D, filed Feb 3, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MALTA MLC FUND, L.P.

Investment adviser: MALTESE CAPITAL MANAGEMENT, LLC

Gross asset value
$35.4M
Beneficial owners
16
ADV minimum commitment
$500K

Reported in Form ADV on Mar 31, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Curacao Related to adviser: No
Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer AQUEDUCT CAPITAL GROUP, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Marketer BLUE SAND SECURITIES LLC SANDY SPRING, Maryland, United States Related to adviser: No
Marketer GAK CAPITAL LTD. GRAND CAYMAN, Cayman Islands Related to adviser: No
Marketer WFS, LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

CITCO BANKING CORPORATION N.V.
LEI 549300HEYP0HGEVT8L46

J.P. MORGAN SECURITIES INC.
SEC 8-36950

MORGAN STANLEY & CO. LLC
SEC 8-15869

PERSHING LLC
SEC 8-17574

AQUEDUCT CAPITAL GROUP, LLC
CRD 131452 · SEC 8-66464

BLUE SAND SECURITIES LLC
CRD 142976 · SEC 8-67514

WFS, LLC
CRD 116778 · SEC 8-53565

JEFFERIES LLC
CRD 2347 · SEC 8-15074

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1731462 · Mar 31, 2023 · Schedule D 7.B.(1), fund 805-3514452101

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Terry Maltese Executive
Maltese Capital Holdings, Llc Executive
Maltese Capital Management, Llc Executive
Soam Holdings, Llc Soam Holdings, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maltese Capital Holdings, Llc 150 East 52 Nd Street, 30 Th Floor
New York, NY, 10022