Form D · Private Equity Fund

Mallard Co-Investors, L.P.

San Francisco, CA · CIK 0001692666

Offering snapshot reported Dec 23, 2016 · SEC filing

Reported sold
$129M
Indefinite offering
Investors reported
14
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 14, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$64.5M$129MDec 23, 2016: $128,872,882.00Dec 23, 2016Dec 23, 2016: $129,044,117.00Dec 23, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$128,872,882 → $129,044,117

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 23, 2016Initial$128,872,882No comparison14SEC filing
Dec 23, 2016Amendment$129,044,117$171,235vs Dec 23, 201614SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-276977

Source: Form D, filed Dec 23, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MALLARD CO-INVESTORS, L.P.

Investment adviser: TSG CONSUMER PARTNERS LP

Gross asset value
$187M
Beneficial owners
19
ADV minimum commitment
$1

Reported in Form ADV on Mar 28, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG, LLP SAN FRANCISCO, California, United States
Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG, LLP
PCAOB 185

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Filing source

Form ADV 1960766 · Mar 28, 2025 · Schedule D 7.B.(1), fund 805-8631561983

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel Costello Executive
Charles H. Esserman Executive
N/A Mallard Management Llc Promoter
James L. O'hara Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
600 Montgomery Street Suite 2900
San Francisco, CA, 94111