Form D · Other

Malbex Resources Inc.

Toronto, A6 · CIK 0001468194

Offering snapshot reported Jul 15, 2009 · SEC filing

Reported sold
$2.41M
Offering amount: $4.21M
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 30, 2009
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 15, 2009Initial$2,408,395No comparison2SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$145K
Finders' fees
$0
Form D file number
021-132767
(c) represents maximum exercise price of warrants issued to U.S. investors
In addition to the cash commission of $144,504, the agents received 336,000 agent warrants in connection with the U.S. sales, exercisable at Cdn.$0.50 for up to 24 months following the closing date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Thomas Weisel Partners Canada Inc.NoneThomas Weisel Partners LLC · CRD 46237
Dundee Securities CorporationNoneThomas Weisel Partners LLC · CRD 46237
GMP Securities L.P.NoneThomas Weisel Partners LLC · CRD 46237

Source: Form D, filed Jul 15, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Patrick Anderson Director
Frank Davis Director
Joseph Hamilton Director, Executive
Tim Warman Director, Executive

Issuer details

Industry: Other (See others in industry)

Address:
55 University Avenue, Suite 700
Toronto, A6, M5J 2H7