Form D · Hedge Fund

MAK-ro Capital Fund LP

New York, NY · CIK 0001480091

Offering snapshot reported Nov 30, 2018 · SEC filing

Reported sold
$349M
Indefinite offering
Investors reported
161
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$174M$349MJan 14, 2010: $37,350,000.00Jan 14, 2010Jan 12, 2011: $102,000,000.00Jan 12, 2012: $267,488,576.00Jan 10, 2013: $323,713,366.00Jan 10, 2014: $327,738,818.00Dec 19, 2014: $341,402,603.00Dec 2, 2015: $341,402,603.00Dec 2, 2016: $345,002,603.00Dec 1, 2017: $345,522,603.00Nov 30, 2018: $348,722,603.00Nov 30, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$345,522,603 → $348,722,603
  • Reported investors160 → 161

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 30, 2018Amendment$348,722,603$3,200,000vs Dec 1, 2017161SEC filing
Dec 1, 2017Amendment$345,522,603$520,000vs Dec 2, 2016160SEC filing
Dec 2, 2016Amendment$345,002,603$3,600,000vs Dec 2, 2015157SEC filing
Dec 2, 2015Amendment$341,402,603$0vs Dec 19, 2014156SEC filing
Dec 19, 2014Amendment$341,402,603$13,663,785vs Jan 10, 2014156SEC filing
Jan 10, 2014Amendment$327,738,818$4,025,452vs Jan 10, 2013155SEC filing
Jan 10, 2013Amendment$323,713,366$56,224,790vs Jan 12, 2012152SEC filing
Jan 12, 2012Amendment$267,488,576$165,488,576vs Jan 12, 2011129SEC filing
Jan 12, 2011Amendment$102,000,000$64,650,000vs Jan 14, 201049SEC filing
Jan 14, 2010Initial$37,350,000No comparison6SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-137802

Source: Form D, filed Nov 30, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAK-RO CAPITAL FUND LP

Investment adviser: MAK CAPITAL ONE, LLC

Gross asset value
$297M
Beneficial owners
150
ADV minimum commitment
$1M

Reported in Form ADV on Feb 26, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DUNDEE LEEDS GROUP OF COMPANIES HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LTD. HAMILTON, Bermuda
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian SCOTIABANK TORONTO, Canada Related to adviser: No
Custodian SCOTIA CAPITAL TORONTO, Canada Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Prime broker SCOTIA CAPITAL TORONTO, Canada
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 699852 · Feb 26, 2013 · Schedule D 7.B.(1), fund 805-5390210876

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Kaufman Executive
Mak Capital One Llc Executive
Mak Gp Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Mak Gp Llc 590 Madison Avenue, 24 Th Floor
New York, NY, 10022