Form D · Other Banking and Financial Services

MainStreet Funding, LLC

Brevard, NC · CIK 0001810303

Offering snapshot reported May 7, 2020 · SEC filing

Reported sold
$25K
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
May 6, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 7, 2020Initial$25,000No comparison1SEC filing

Offering details

Securities
Debt
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$250 (estimated)
Finders' fees
$0
Form D file number
021-366498
Offering amount is dependent upon demand for the MainStreet Funding, LLC (MSF) Notes and the ability of MSF to identify SBA Lenders with PPP loan capacity in aggregate amount equaling the MSF Note demand. Notes will be issued on a continuous basis.
The Broker-Dealer's compensation will be equal to 20% of the administrative fee received by the SBA Lenders for the issuance of PPP Loans.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Bruce V Roberts1489110Carolina Financial Securities,LLC · CRD 41970

Source: Form D, filed May 7, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bruce Victor Roberts Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
100 Elks Club Road
Brevard, NC, 28712