Form D · Other Investment Fund

Mainline West Tax Advantaged Opportunity Fund III LLC

Denver, CO · CIK 0001561171

Offering snapshot reported Oct 30, 2012 · SEC filing

Reported sold
$20.2M
Offering amount: $35M
Investors reported
22
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 28, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.1M$20.2MOct 26, 2012: $20,150,000.00Oct 26, 2012Oct 30, 2012: $20,150,000.00Oct 30, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 30, 2012Amendment$20,150,000$0vs Oct 26, 201222SEC filing
Oct 26, 2012Initial$20,150,000No comparison22SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$150K (estimated)
Finders' fees
$0
Form D file number
021-186182

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
CMS Investment Resources, LLC10102

Source: Form D, filed Oct 30, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Cms Investment Resources, Llc Cms Investment Resources, Llc Promoter
Brad J Kreidle Executive
Michael Maciolek Executive
Mainline West Fund Manager Llc Mainline West Fund Manager Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
700 17 Th Street Suite 1500
Denver, CO, 80202-3501