Form D · Investing
MainLine Tu-K Industries, LLC
Wynnewood, PA · CIK 0001942822
Offering snapshot reported Dec 8, 2022 · SEC filing
- Reported sold
- $6.95M Offering amount: $6.95M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 23, 2022 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 8, 2022 | Amendment | $6,948,235 | $0vs Nov 29, 2022 | 9 | SEC filing |
| Nov 29, 2022 | Initial | $6,948,235 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $32.4K
- Finders' fees
- $0
- Form D file number
- 021-465957
The maximum total offering amount is $7.25 million but issuer does not need to raise up to the maximum.
The Placement Agent, MainLine Securities, LLC will receive an amount equal to a base $15,000 due diligence fee plus a percentage-based placement fee based on investors capital contribution amounts up to a certain capped amount.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MainLine Securities LLC | 173648 |
Source: Form D, filed Dec 8, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
MAINLINE TU-K INDUSTRIES, LLC
Investment adviser: MAINLINE INVESTMENT ADVISERS, LLC
- Gross asset value
- $5.08M
- Beneficial owners
- 10
- ADV minimum commitment
- $200K
Reported in Form ADV on Sep 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
CBIZ CPAS P.C.
PCAOB 199
3ICO SECURITIES LLC
CRD 173648 · SEC 8-69544
Filing source
Form ADV 2114409 · Sep 1, 2026 · Schedule D 7.B.(1), fund 805-1369997640
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Main Line Tu K Manager, Llc . | Director |
| David Clapper | Executive |
| William A Landman | Executive |
| William J. Romanelli | Executive |
Issuer details
Industry: Investing (See others in industry)
Address:Wynnewood, PA, 19096