Form D · Private Equity Fund
MAINLINE SPECIAL OPPORTUNITIES FUND, L.P.
Wynnewood, PA · CIK 0001574486
Offering snapshot reported Feb 13, 2014 · SEC filing
- Reported sold
- $5M Offering amount: $15M
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jun 27, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 8
- Minimum accepted$2,000,000 → $250,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 13, 2014 | Amendment | $5,000,000 | No comparison | 8 | SEC filing |
| May 24, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund, Other
- Exemptions
- 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $300K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-197057
Units of Limited Partnership Interest
Sales commissions are an amount equal to 2% of the total amount sold in the offering through the broker/dealer identified in Item 12.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| CMS Investment Resources, LLC | 10102 | CMS Investment Resources, LLC · CRD 10102 |
Source: Form D, filed Feb 13, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Clapper | Director |
| William A. Landman | Director |
| N/A N/A Main Line So Associates, L.P. | Promoter |
| N/A N/A Main Line So Gp, Llc | Promoter |
| Richard A. Mitchell | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
308 E. Lancaster Ave. Suite 300
Wynnewood, PA, 19096
Wynnewood, PA, 19096