Form D · Private Equity Fund
MAINLINE SO/UNEQUAL PARTNERS, L.P.
Wynnewood, PA · CIK 0001589874
Offering snapshot reported Apr 1, 2014 · SEC filing
- Reported sold
- $10M Offering amount: $15.2M
- Investors reported
- 21 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 24, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 21
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 1, 2014 | Amendment | $10,000,000 | No comparison | 21 | SEC filing |
| Nov 20, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $608K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-206679
Units of Limited Partnership Interest
Sales commissions are expected to be in an amount up to 4% of the total amount sold through broker-dealers, payable 1% in first year and balance as cash is available. Sales commissions will reduce adviser's fee in item 16 on a dollar-for-dollar basis.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Grant Williams, LP | 45961 | Grant Williams, LP · CRD 45961 |
| M Holdings Securities, Inc. | 43285 | M Holdings Securities, Inc · CRD 43285 |
Source: Form D, filed Apr 1, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David N/A Clapper | Director |
| William A. Landman | Director |
| N/A N/A Main Line So Associates, Llc | Promoter |
| N/A N/A Main Line So Associates, L.P. | Promoter |
| Richard A. Mitchell | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
308 E. Lancaster Ave. Suite 300
Wynnewood, PA, 19096
Wynnewood, PA, 19096