Form D · Other
Plateau Energy Metals Inc.
Toronto, A6 · CIK 0001545620
Offering snapshot reported May 20, 2020 · SEC filing
- Reported sold
- $176K Offering amount: $546K
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 27, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 20, 2020 | Initial | $175,719 | No comparison | 4 | SEC filing |
| Sep 24, 2019 | Initial | $100,324 | No comparison | 1 | SEC filing |
| Nov 15, 2018 | Initial | $370,186 | No comparison | 2 | SEC filing |
| Jun 29, 2015 | Initial | $221,154 | No comparison | 5 | SEC filing |
| Sep 12, 2014 | Initial | $665,447 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $124K
- Finders' fees
- $0
- Form D file number
- 021-367415
(c) represents potential exercise price of warrants issued to U.S. investors; Cdn$1.41106=U.S.$1.00
Unit offering, each unit consisting of 1 common share and one common share purchase warrant; each whole warrant may be exercised for one common share at Cdn$0.40 through 4/27/2024, subject to acceleration upon certain conditions
In addition to the cash commission, the agents received 31,920 units, exercisable at C$0.40, in connection with the U.S. purchases
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Haywood Securities (USA) Inc. | 42072 | Haywood Securities Inc. |
Source: Form D, filed May 20, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Maryse Belanger | Director |
| Wayne Drier | Director |
| Alan Ferry | Director |
| Phillip Gibbs | Executive |
| Philip Gibbs | Executive |
| Marc Henderson | Director |
| Alexander Holmes | Director, Executive |
| Christian Milau | Director |
| Terrence O'connor | Director |
| Ted O'connor | Director |
| Engin Ozberk | Director |
| Richard Patricio | Director |
| John Ian Stalker | Director, Executive |
| Lawrence Stefan | Director, Executive |
| Laurence Stefan | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Suite 340 141 Adelaide Street West
Toronto, A6, M5H 3L5
Toronto, A6, M5H 3L5