Form D · Other Investment Fund

MACKENZIE NORTHWEST FUND LP

Moraga, CA · CIK 0001590434

Offering snapshot reported Dec 15, 2014 · SEC filing

Reported sold
$1.09M
Offering amount: $10M
Investors reported
31
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Mar 7, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$545K$1.09MOct 29, 2013Mar 10, 2014: $405,000.00Mar 24, 2014: $615,000.00Apr 3, 2014: $635,000.00Apr 8, 2014: $810,000.00May 13, 2014: $890,000.00Jun 12, 2014: $1,040,000.00Jun 13, 2014: $1,040,000.00Dec 15, 2014: $1,090,000.00Dec 15, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,040,000 → $1,090,000
  • Reported investors30 → 31

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 15, 2014Amendment$1,090,000$50,000vs Jun 13, 201431SEC filing
Jun 13, 2014Amendment$1,040,000$150,000vs May 13, 201430SEC filing
Jun 12, 2014Amendment$1,040,000$150,000vs May 13, 201430SEC filing
May 13, 2014Amendment$890,000$80,000vs Apr 8, 201423SEC filing
Apr 8, 2014Amendment$810,000$175,000vs Apr 3, 201420SEC filing
Apr 3, 2014Amendment$635,000$20,000vs Mar 24, 201417SEC filing
Mar 24, 2014Amendment$615,000$210,000vs Mar 10, 201413SEC filing
Mar 10, 2014Amendment$405,000No comparison9SEC filing
Oct 29, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$65.4K (estimated)
Finders' fees
$0
Form D file number
021-205406

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
JOEY MILLER6175826ARETE WEALTH MANAGMENT · CRD 44856

Source: Form D, filed Dec 15, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MACKENZIE NORTHWEST FUND, LP

Investment adviser: MCM ADVISERS, LP

Gross asset value
$120K
Beneficial owners
46
ADV minimum commitment
$10K

Reported in Form ADV on Jan 19, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MOSS ADAMS, LLP SAN FRANCISCO, California, United States
Custodian CHARLES SCHWAB & CO. PHOENIX, Arizona, United States Related to adviser: No
Custodian SUMMIT BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian US BANK NATIONAL ASSOCIATION SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MOSS ADAMS, LLP
PCAOB 659

Filing source

Form ADV 1815797 · Jan 19, 2024 · Schedule D 7.B.(1), fund 805-3731331010

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Dixon Executive
Glen Fuller Executive
G Fuller Executive
Mpf Gp 3, Llc Executive
Paul Koslosky Executive
Jennifer Moser Executive
Charles Evans Patterson Executive
Charles Evans Patterson Ii Executive
Christine Simpson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1640 School Street
Moraga, CA, 95758