Form D · Other Investment Fund

MACKENZIE NORTHSTAR FUND 3, LP

Moraga, CA · CIK 0001588688

Offering snapshot reported Oct 16, 2013 · SEC filing

Reported sold
Yet to sell
Offering amount: $2M
Investors reported
0
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 16, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-204665

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
BROOKE BUCKLEY2553824ARI FINANCIAL SERVICES INC · CRD 137608

Source: Form D, filed Oct 16, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MACKENZIE NORTHSTAR FUND 3, LP

Investment adviser: MCM ADVISERS, LP

Gross asset value
$12.6M
Beneficial owners
1
ADV minimum commitment
$10K

Reported in Form ADV on Mar 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BAKER TILLY US, LLP SAN FRANCISCO, California, United States
Custodian AXOS BANK LAS VEGA, Nevada, United States Related to adviser: No
Custodian CHARLES SCHWAB & CO. PHOENIX, Arizona, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian SUMMIT BABNK SAN FRANCISCO, California, United States Related to adviser: No
Custodian US BANK NATIONAL ASSOCIATION SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BAKER TILLY US, LLP
PCAOB 23

Filing source

Form ADV 2068633 · Mar 23, 2026 · Schedule D 7.B.(1), fund 805-3140487079

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Dixon Executive
Glen Fuller Executive
Mpf Gp 3, Llc Executive
Paul Koslosky Executive
Jennifer Moser Executive
Charles Evans Patterson Executive
Charles Evans Patterson Ii Executive
Christine Simpson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1640 School Street
Moraga, CA, 94556