Form D · Other Investment Fund

MACKENZIE INCOME FUND 27, LLC

Moraga, CA · CIK 0001528803

Offering snapshot reported Sep 23, 2013 · SEC filing

Reported sold
$4.5M
Offering amount: $4.5M
Investors reported
97
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Jan 4, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.25M$4.5MAug 29, 2011Jan 4, 2012: $340,000.00Feb 8, 2012: $490,000.00Mar 6, 2012: $580,000.00Mar 28, 2012: $640,000.00Apr 23, 2012: $865,000.00Apr 24, 2012: $915,000.00May 7, 2012: $965,000.00Jun 13, 2012: $1,049,000.00Jul 18, 2012: $1,069,000.00Jul 23, 2012: $1,109,000.00Aug 23, 2012: $1,149,000.00Aug 27, 2012: $1,189,000.00Sep 6, 2012: $1,214,000.00Sep 11, 2012: $1,344,000.00Sep 20, 2012: $1,454,000.00Oct 11, 2012: $1,474,000.00Oct 29, 2012: $1,624,000.00Nov 27, 2012: $1,986,500.00Jan 10, 2013: $2,558,000.00Feb 25, 2013: $2,913,000.00Jun 25, 2013: $3,415,000.00Jul 30, 2013: $3,535,000.00Aug 13, 2013: $3,880,000.00Sep 10, 2013: $4,050,000.00Sep 23, 2013: $4,495,000.00Sep 23, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,050,000 → $4,495,000
  • Reported investors91 → 97

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 23, 2013Amendment$4,495,000$445,000vs Sep 10, 201397SEC filing
Sep 10, 2013Amendment$4,050,000$170,000vs Aug 13, 201391SEC filing
Aug 13, 2013Amendment$3,880,000$345,000vs Jul 30, 201387SEC filing
Jul 30, 2013Amendment$3,535,000$120,000vs Jun 25, 201381SEC filing
Jun 25, 2013Amendment$3,415,000$502,000vs Feb 25, 201378SEC filing
Feb 25, 2013Amendment$2,913,000$355,000vs Jan 10, 201364SEC filing
Jan 10, 2013Amendment$2,558,000$571,500vs Nov 27, 201257SEC filing
Nov 27, 2012Amendment$1,986,500$362,500vs Oct 29, 201250SEC filing
Oct 29, 2012Amendment$1,624,000$150,000vs Oct 11, 201242SEC filing
Oct 11, 2012Amendment$1,474,000$20,000vs Sep 20, 201239SEC filing
Sep 20, 2012Amendment$1,454,000$110,000vs Sep 11, 201238SEC filing
Sep 11, 2012Amendment$1,344,000$130,000vs Sep 6, 201235SEC filing
Sep 6, 2012Amendment$1,214,000$25,000vs Aug 27, 201232SEC filing
Aug 27, 2012Amendment$1,189,000$40,000vs Aug 23, 201231SEC filing
Aug 23, 2012Amendment$1,149,000$40,000vs Jul 23, 201230SEC filing
Jul 23, 2012Amendment$1,109,000$40,000vs Jul 18, 201229SEC filing
Jul 18, 2012Amendment$1,069,000$20,000vs Jun 13, 201228SEC filing
Jun 13, 2012Amendment$1,049,000$84,000vs May 7, 201227SEC filing
May 7, 2012Amendment$965,000$50,000vs Apr 24, 201225SEC filing
Apr 24, 2012Amendment$915,000$50,000vs Apr 23, 201224SEC filing
Apr 23, 2012Amendment$865,000$225,000vs Mar 28, 201223SEC filing
Mar 28, 2012Amendment$640,000$60,000vs Mar 6, 201218SEC filing
Mar 6, 2012Amendment$580,000$90,000vs Feb 8, 201216SEC filing
Feb 8, 2012Amendment$490,000$150,000vs Jan 4, 201214SEC filing
Jan 4, 2012Amendment$340,000No comparison9SEC filing
Aug 29, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$359K (estimated)
Finders' fees
$0
Form D file number
021-165062
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
OVER FIVE ASSOCIATED REPSNoneFOOTHILL SECURITIES, INC. · CRD 1027
MICHAEL HEREK4163979FINANCIAL WEST GROUP · CRD 16668
KEVIN NEVIN2460059CAPITAL GUARDIAN LLC · CRD 137919
ANDREW BOYD1073601GBS FINANCIAL CORP · CRD 16906
AGUSTIN MOLINA5764714FINANCIAL WEST GROUP · CRD 16668
BARRY LEMAY306332CONCORDE INVESTMENT SERVICES LLC · CRD 151604
AGUSTIN J. MOLINA5764714FINANCIAL WEST GROUP · CRD 16668
CORY CHRISTIANSEN2716711FINANCIAL WEST GROUP · CRD 16668
JOEY D MILLER6175826ARI FINANCIAL SERVICES INC · CRD 137608
PAUL DRESCHER1089893FOOTHILL SECURITIES INC. · CRD 1027

Source: Form D, filed Sep 23, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MACKENZIE INCOME FUND 27, LLC

Investment adviser: MCM ADVISERS, LP

Gross asset value
$1.98M
Beneficial owners
102
ADV minimum commitment
$10K

Reported in Form ADV on Nov 15, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MOSS ADAMS, LLP SAN FRANCISCO, California, United States
Custodian CHARLES SCHWAB & CO. PHOENIX, Arizona, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Custodian SUMMIT BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian US BANK NATIONAL ASSOCIATION SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MOSS ADAMS, LLP
PCAOB 659

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Filing source

Form ADV 1577854 · Nov 15, 2021 · Schedule D 7.B.(1), fund 805-2408549872

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mackenzie Capital Management, Lp Executive
Robert Dixon Executive
Glen Fuller Executive
Paul Koslosky Executive
Jennifer Moser Executive
Charles Evans Patterson Executive
Mackenzie Patterson Fuller, Lp Executive
Charles Evans Patterson Ii Executive
Christine Simpson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1640 School Street
Moraga, CA, 94556