Form D · Other Investment Fund

MACKENZIE FLAGSHIP FUND 15, LLC

Moraga, CA · CIK 0001512558

Offering snapshot reported Feb 25, 2013 · SEC filing

Reported sold
$4.18M
Offering amount: $4.5M
Investors reported
82
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
May 12, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.09M$4.18MFeb 9, 2011Jun 2, 2011: $525,000.00Jun 8, 2011: $556,000.00Jun 21, 2011: $716,000.00Jun 28, 2011: $786,000.00Jul 21, 2011: $876,000.00Aug 5, 2011: $1,191,000.00Aug 10, 2011: $1,311,000.00Aug 31, 2011: $1,335,000.00Sep 7, 2011: $1,430,000.00Sep 26, 2011: $1,550,000.00Oct 6, 2011: $1,750,000.00Oct 24, 2011: $1,809,000.00Nov 9, 2011: $1,989,000.00Dec 6, 2011: $2,054,000.00Dec 21, 2011: $2,134,000.00Feb 8, 2012: $2,503,000.00Mar 6, 2012: $2,528,000.00Mar 28, 2012: $2,528,000.00Apr 10, 2012: $2,573,000.00Apr 24, 2012: $2,594,000.00Jun 13, 2012: $2,843,000.00Jul 19, 2012: $2,952,000.00Aug 14, 2012: $3,242,000.00Sep 17, 2012: $3,582,000.00Nov 7, 2012: $3,917,000.00Nov 27, 2012: $4,035,000.00Nov 29, 2012: $4,055,000.00Jan 10, 2013: $4,150,000.00Feb 25, 2013: $4,183,000.00Feb 25, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,150,000 → $4,183,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 25, 2013Amendment$4,183,000$33,000vs Jan 10, 201382SEC filing
Jan 10, 2013Amendment$4,150,000$95,000vs Nov 29, 201282SEC filing
Nov 29, 2012Amendment$4,055,000$20,000vs Nov 27, 201280SEC filing
Nov 27, 2012Amendment$4,035,000$118,000vs Nov 7, 201279SEC filing
Nov 7, 2012Amendment$3,917,000$335,000vs Sep 17, 201276SEC filing
Sep 17, 2012Amendment$3,582,000$340,000vs Aug 14, 201270SEC filing
Aug 14, 2012Amendment$3,242,000$290,000vs Jul 19, 201267SEC filing
Jul 19, 2012Amendment$2,952,000$109,000vs Jun 13, 201262SEC filing
Jun 13, 2012Amendment$2,843,000$249,000vs Apr 24, 201260SEC filing
Apr 24, 2012Amendment$2,594,000$21,000vs Apr 10, 201255SEC filing
Apr 10, 2012Amendment$2,573,000$45,000vs Mar 28, 201254SEC filing
Mar 28, 2012Amendment$2,528,000$0vs Mar 6, 201252SEC filing
Mar 6, 2012Amendment$2,528,000$25,000vs Feb 8, 201252SEC filing
Feb 8, 2012Amendment$2,503,000$369,000vs Dec 21, 201151SEC filing
Dec 21, 2011Amendment$2,134,000$80,000vs Dec 6, 201145SEC filing
Dec 6, 2011Amendment$2,054,000$65,000vs Nov 9, 201143SEC filing
Nov 9, 2011Amendment$1,989,000$180,000vs Oct 24, 201141SEC filing
Oct 24, 2011Amendment$1,809,000$59,000vs Oct 6, 201138SEC filing
Oct 6, 2011Amendment$1,750,000$200,000vs Sep 26, 201137SEC filing
Sep 26, 2011Amendment$1,550,000$120,000vs Sep 7, 201133SEC filing
Sep 7, 2011Amendment$1,430,000$95,000vs Aug 31, 201131SEC filing
Aug 31, 2011Amendment$1,335,000$24,000vs Aug 10, 201128SEC filing
Aug 10, 2011Amendment$1,311,000$120,000vs Aug 5, 201128SEC filing
Aug 5, 2011Amendment$1,191,000$315,000vs Jul 21, 201126SEC filing
Jul 21, 2011Amendment$876,000$90,000vs Jun 28, 201120SEC filing
Jun 28, 2011Amendment$786,000$70,000vs Jun 21, 201118SEC filing
Jun 21, 2011Amendment$716,000$160,000vs Jun 8, 201116SEC filing
Jun 8, 2011Amendment$556,000$31,000vs Jun 2, 201112SEC filing
Jun 2, 2011Amendment$525,000No comparison11SEC filing
May 16, 2011AmendmentYet to sellNo comparison6SEC filing
May 12, 2011AmendmentYet to sellNo comparison5SEC filing
Feb 9, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$334K (estimated)
Finders' fees
$0
Form D file number
021-155092
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
RICHARD GAGNE1025516VSR FINANCIAL SERVICES, INC. · CRD 14503
ROBERT SCHLEGEL1029954VSR FINANCIAL SERVICES, INC. · CRD 14503
SABIN B. ALIBRANDI4740878FOOTHILL SECURITIES, INC. · CRD 1027
SCOTT HANISH3202436FOOTHILL SECURITIES · CRD 1027
JAMES HORN1721412FOOTHILL SECURITIES · CRD 1027
KEVIN NEVIN2460059CAPITAL GUARDIAN · CRD 137919
NIR REGEV1847410VSR FINANCIAL SERVICES, INC · CRD 14503
MARYELLEN TROTER862519CENTAURUS FINANCIAL INC · CRD 30833
GAL G HOREV5138931AMERICAN INVESTORS COMPANY · CRD 38
JESSE J EIYNCK4050199FINANCIAL WEST GROUP · CRD 16668
CORY CHRISTIANSEN2716711FINANCIAL WEST GROUP · CRD 16668
AGUSTIN J. MOLINA5764714FINANCIAL WEST GROUP · CRD 16668
JAMES D HORN1721412FOOTHILL SECURITIES INC. · CRD 1027
JENEEN S, PAUL5238152FOOTHILL SECURITIES INC. · CRD 1027
MICHAEL DIPIETRO2811047CENTAURUS FINANCIAL, INC · CRD 20833
JILL D BEACH2487684CENTAURUS FINANCIAL, INC · CRD 30833
JIM HUGHES2964182VSR FINANCIAL SERVICES, INC · CRD 14503
MICHAEL HEREK4163979FINANCIAL WEST GROUP · CRD 16668
DESTRY WITT2176013CENTAURUS FINANCIAL INC · CRD 30833
ALAN K FLAKE209342VSR FINANCIAL SERVICES INC · CRD 14503
JEAN GANNETT1809460FOOTHILL SECURITIES · CRD 1027

Source: Form D, filed Feb 25, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MACKENZIE FLAGSHIP FUND 15, LLC

Investment adviser: MCM ADVISERS, LP

Gross asset value
$3.65M
Beneficial owners
79
ADV minimum commitment
$10K

Reported in Form ADV on Mar 15, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MOSS ADAMS LLP SAN FRANCISCO, California, United States
Custodian CHARLES SCHWAB & CO. PHOENIX, Arizona, United States Related to adviser: No
Custodian SUMMIT BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian US BANK NATIONAL ASSOCIATION SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MOSS ADAMS LLP
PCAOB 659

Filing source

Form ADV 1499207 · Mar 15, 2021 · Schedule D 7.B.(1), fund 805-7040656794

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mackenzie Capital Management, Lp Executive
Robert Dixon Executive
Glen Fuller Executive
Paul Koslosky Executive
Jennifer Moser Executive
Charles Evans Patterson Executive
Mackenzie Patterson Fuller, Lp Executive
Charles Evans Patterson Ii Executive
Christine Simpson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1640 School Street
Moraga, CA, 94556