Form D · Other Banking and Financial Services

MACKENZIE BLUE RIDGE FUND III, LP

Moraga, CA · CIK 0001602296

Offering snapshot reported Mar 11, 2014 · SEC filing

Reported sold
$2M
Offering amount: $2M
Investors reported
2
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Mar 3, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 11, 2014Initial$2,001,000No comparison2SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$120K (estimated)
Finders' fees
$0
Form D file number
021-213325

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
MICHAEL BRODNAX709293THE INVESTMENT CENTER · CRD 17839

Source: Form D, filed Mar 11, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MACKENZIE BLUE RIDGE FUND III, LP

Investment adviser: MCM ADVISERS, LP

Gross asset value
$1.67M
Beneficial owners
1
ADV minimum commitment
$100K

Reported in Form ADV on Mar 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BAKER TILLY US, LLP SAN FRANCISCO, California, United States
Custodian CHARLES SCHWAB & CO. PHOENIX, Arizona, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New Mexico, United States Related to adviser: No
Custodian SUMMIT BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian US BANK NATIONAL ASSOCIATION SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BAKER TILLY US, LLP
PCAOB 23

Filing source

Form ADV 2068633 · Mar 23, 2026 · Schedule D 7.B.(1), fund 805-3788898931

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Dixon Executive
Glen Fuller Executive
Mpf Gp 3, Llc Executive
Paul Koslosky Executive
Jennifer Moser Executive
Charles Evans Patterson Executive
Charles Evans Patterson Ii Executive
Christine Simpson Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
1640 School Street
Moraga, CA, 94556