Form D · Other Investment Fund

MacKay Shields Strategic Bond Portfolio, a sub-fund of Plainview Funds plc

Dublin 2, L2 · CIK 0001609154

Offering snapshot reported Feb 1, 2022 · SEC filing

Reported sold
$245M
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 19, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$122M$245MJul 20, 2021: $244,781,541.00Jul 20, 2021Feb 1, 2022: $244,781,541.00Feb 1, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 1, 2022Amendment$244,781,541$0vs Jul 20, 202117SEC filing
Jul 20, 2021Amendment$244,781,541No comparisonNot reportedSEC filing
Jul 20, 2020Amendment$244,781,541$557,177vs Jul 19, 201917SEC filing
Jul 19, 2019Amendment$244,224,364$269,595vs Jul 20, 201817SEC filing
Jul 20, 2018Amendment$243,954,769$109,750vs Jul 21, 201716SEC filing
Jul 21, 2017Amendment$243,845,019$6,136,730vs Jul 22, 201615SEC filing
Jul 22, 2016Amendment$237,708,289$43,156,468vs Jul 22, 201514SEC filing
Jul 22, 2015Amendment$194,551,821$30,039,853vs Jul 22, 201410SEC filing
Jul 22, 2014Initial$164,511,968No comparison7SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$472K (estimated)
Finders' fees
$0
Form D file number
021-221533
This figure has been calculated from inception as of the filing date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NYLIFE Distributors LLC35350
N/ANoneMcMorgan & Company Capital Advisors LLC · CRD 137222

Source: Form D, filed Feb 1, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PLAINVIEW FUNDS PLC - MACKAY SHIELDS STRATEGIC BOND PORTFOLIO

Investment adviser: NYL INVESTMENTS EUROPE LIMITED

Gross asset value
$372K
Beneficial owners
0
ADV minimum commitment
$100K

Reported in Form ADV on Apr 19, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP DUBLIN, Ireland
Custodian STATE STREET BANK AND TRUST COMPANY QUINCY, Massachusetts, United States Related to adviser: No
Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 1749587 · Apr 19, 2023 · Schedule D 7.B.(1), fund 805-7208138235

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Rene A. Bustamante Director
Eilish Finan Director
Denise Kinsella Director
Young Lee Director
N/A Mac Kay Shields, Llc Promoter
Mac Kay Shields Llc N/A Promoter
Jeffrey Phlegar Director
Lucille Protas Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ten Earlsfort Terrace
Dublin 2, L2, D2