Form D · Other Investment Fund

MacKay Shields High Yield Crossover Portfolio, a sub-fund of Plainview Funds plc

Dublin 2, L2 · CIK 0001712335

Offering snapshot reported Jul 20, 2018 · SEC filing

Reported sold
$244K
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jul 1, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 1

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 20, 2018Amendment$243,750No comparison1SEC filing
Jul 20, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$50K (estimated)
Finders' fees
$0
Form D file number
021-291163

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NYLIFE Distributors LLC35350
Therese M. Hernandez3180225NYLIFE Distributors LLC · CRD 35350
Kirk C. Kashevaroff2304202NYLIFE Distributors LLC · CRD 35350
John W. Akkerman2780712NYLIFE Distributors LLC · CRD 35350

Source: Form D, filed Jul 20, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eilish Finan Director
Denise Kinsella Director
Young Lee Director
N/A Mac Kay Shields Llc Promoter
N/A Mac Kay Shields, Llc Promoter
Jeffrey Phlegar Director
Lucille Protas Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
33 Sir John Rogerson's Quay
Dublin 2, L2, D2