Form D · Other Investment Fund

MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc

Dublin 2, L2 · CIK 0001609117

Offering snapshot reported Jul 19, 2019 · SEC filing

Reported sold
$45.1M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$22.6M$45.1MJul 22, 2014: $38,684,000.00Jul 22, 2014Jul 22, 2015: $39,390,350.00Jul 22, 2015Jul 22, 2016: $40,490,325.00Jul 22, 2016Jul 21, 2017: $42,668,275.00Jul 21, 2017Jul 20, 2018: $44,464,775.00Jul 20, 2018Jul 19, 2019: $45,101,645.00Jul 19, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$44,464,775 → $45,101,645
  • Reported investors10 → 11

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 19, 2019Amendment$45,101,645$636,870vs Jul 20, 201811SEC filing
Jul 20, 2018Amendment$44,464,775$1,796,500vs Jul 21, 201710SEC filing
Jul 21, 2017Amendment$42,668,275$2,177,950vs Jul 22, 20168SEC filing
Jul 22, 2016Amendment$40,490,325$1,099,975vs Jul 22, 20157SEC filing
Jul 22, 2015Amendment$39,390,350$706,350vs Jul 22, 20144SEC filing
Jul 22, 2014Initial$38,684,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$10K (estimated)
Finders' fees
$0
Form D file number
021-221567
This figure has been calculated from inception as of the filing date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NYLIFE Distributors, LLC35350
Therese M. Hernandez3180225NYLIFE Distributors LLC · CRD 35350
Kirk C. Kashevaroff2304202NYLIFE Distributors LLC · CRD 35350
John W. Akkerman2780721NYLIFE Distributors LLC · CRD 35350

Source: Form D, filed Jul 19, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eilish Finan Director
Denise Kinsella Director
Young Lee Director
N/A Mac Kay Shields, Llc Promoter
Mac Kay Shields Llc N/A Promoter
Jeffrey Phlegar Director
Lucille Protas Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
33 Sir John Rogerson's Quay
Dublin 2, L2, D2