Form D · Other Investment Fund

MacKay Shields Flexible Bond Portfolio, a sub-fund of Plainview Funds plc

Dublin 2, L2 · CIK 0001609114

Offering snapshot reported Jul 22, 2016 · SEC filing

Reported sold
$269M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 17, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$135M$269MJul 22, 2014: $259,998,000.00Jul 22, 2014Jul 22, 2015: $269,336,920.00Jul 22, 2015Jul 22, 2015: $269,336,920.00Jul 22, 2016: $269,336,920.00Jul 22, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 22, 2016Amendment$269,336,920$0vs Jul 22, 20156SEC filing
Jul 22, 2015Amendment$269,336,920$9,338,920vs Jul 22, 20145SEC filing
Jul 22, 2015Amendment$269,336,920$9,338,920vs Jul 22, 20146SEC filing
Jul 22, 2014Initial$259,998,000No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$150K (estimated)
Finders' fees
$0
Form D file number
021-221536
This figure has been calculated from inception as of the filing date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NYLIFE Distributors LLC35350
Therese M. Hernandez3180225NYLIFE Distributors LLC · CRD 35350
Kirk C. Kashevaroff2304202NYLIFE Distributors LLC · CRD 35350
Not ApplicableNoneMcMorgan & Company Capital Advisors LLC · CRD 137222

Source: Form D, filed Jul 22, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eilish Finan Director
Denise Kinsella Director
Young Lee Director
Mac Kay Shields Llc N/A Promoter
Jeffrey Phlegar Director
Lucille Protas Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
33 Sir John Rogerson's Quay
Dublin 2, L2, D2