MacKay Shields Defensive Bond Arbitrage Fund Ltd.

Filings

Date	FilingType	Reported Sold	Incremental Cash	Type	Exemptions	Link to Raw Filing
2025-10-0310/3/25	Amended	$610,962,391	$3,422,441	Other	06b 3C 3C.7	SEC linkSEC
2024-10-0310/3/24	Amended	$607,539,950	$336,809	Equity Only	06b 3C 3C.7	SEC linkSEC
2023-10-0310/3/23	Amended	$607,203,141	$3,694,620	Equity Only	06b 3C.7	SEC linkSEC
2022-10-0310/3/22	Amended	$603,508,521	$6,414,400	Equity Only	06b 3C.7	SEC linkSEC
2021-10-0110/1/21	Amended	$597,094,121	$26,635,966	Equity Only	06b 3C.7	SEC linkSEC
2020-10-0210/2/20	Amended	$570,458,155	$48,760,670	Equity Only	06b 3C.7	SEC linkSEC
2019-10-0410/4/19	Amended	$521,697,485	$64,528,250	Equity Only	06b 3C.7	SEC linkSEC
2018-10-0510/5/18	Amended	$457,169,235	$21,994,100	Equity Only	06b 3C.7	SEC linkSEC
2017-10-0510/5/17	Amended	$435,175,135	$8,887,500	Equity Only	06b 3C 3C.7	SEC linkSEC
2016-10-0710/7/16	Amended	$426,287,635	$25,327,433	Equity Only	06b 3C 3C.7	SEC linkSEC
2015-10-0910/9/15	Amended	$400,960,202	$32,050,250	Equity Only	06b 3C 3C.7	SEC linkSEC
2014-10-0910/9/14	Amended	$368,909,952	$73,201,700	Equity Only	06b 3C 3C.7	SEC linkSEC
2013-10-0910/9/13	Amended	$295,708,252	$18,550,000	Equity Only	06b 3C 3C.7	SEC linkSEC
2012-10-0910/9/12	Amended	$277,158,252	$51,800,000	Equity Only	06 3C 3C.7	SEC linkSEC
2011-10-1710/17/11	Amended	$225,358,252	$51,000,000	Equity Only	06 3C 3C.7	SEC linkSEC
2010-10-2110/21/10	New	$174,358,252	$174,358,252	Equity Only	06 3C 3C.7	SEC linkSEC

Directors and Executives (Current and Past)

Name	Role
Rene A. Bustamante	Director
John C.R. Collis	Director
Dawn C. Griffiths	Director
Young Lee	Director
N/A Mac Kay Shields Llc	Promoter
Lucille P. Protas	Director
Dan Roberts	Director

Industry: Pooled Investment Fund (See others in industry)

Address:

Clarendon House, 2 Church Street
Hamilton, D0, HM 11
Phone: 212-758-5400