Form D · Other Investment Fund

MacKay Shields Core Plus Opportunities Portfolio, a sub-fund of Plainview Funds plc

Dublin 2, L2 · CIK 0001609116

Offering snapshot reported Jul 20, 2018 · SEC filing

Reported sold
$10.2M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 22, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.1M$10.2MJul 22, 2014: $9,305,000.00Jul 22, 2014Jul 22, 2015: $10,205,000.00Jul 22, 2015Jul 22, 2016: $10,205,000.00Jul 22, 2016Jul 21, 2017: $10,205,000.00Jul 21, 2017Jul 20, 2018: $10,205,000.00Jul 20, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 20, 2018Amendment$10,205,000$0vs Jul 21, 20172SEC filing
Jul 21, 2017Amendment$10,205,000$0vs Jul 22, 20162SEC filing
Jul 22, 2016Amendment$10,205,000$0vs Jul 22, 20152SEC filing
Jul 22, 2015Amendment$10,205,000$900,000vs Jul 22, 20142SEC filing
Jul 22, 2014Initial$9,305,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$50K (estimated)
Finders' fees
$0
Form D file number
021-221568
This figure has been calculated from inception as of the filing date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NYLIFE Distributors, LLC35350
Therese M. Hernandez3180225NYLIFE Distributors LLC · CRD 35350
Kirk C. Kashevaroff2304202NYLIFE Distributors LLC · CRD 35350
Not ApplicableNoneMcMorgan & Company Capital Advisors LLC · CRD 137222
John W. Akkerman2780712NYLIFE Distributors LLC · CRD 35350

Source: Form D, filed Jul 20, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eilish Finan Director
Denise Kinsella Director
Young Lee Director
N/A Mac Kay Shields, Llc Promoter
Mac Kay Shields Llc N/A Promoter
Jeffrey Phlegar Director
Lucille Protas Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
33 Sir John Rogerson's Quay
Dublin 2, L2, D2