Form D · Hedge Fund

MacKay Shields Core Plus / Opportunities Fund LP

New York, NY · CIK 0001502131

Offering snapshot reported Oct 3, 2024 · SEC filing

Reported sold
$924M
Indefinite offering
Investors reported
24
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jul 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$462M$924MOct 6, 2010: $50,001,000.00Oct 6, 2010Oct 6, 2011: $50,001,000.00Oct 9, 2012: $67,245,664.00Oct 9, 2013: $162,100,468.00Oct 9, 2014: $248,139,468.00Oct 9, 2015: $630,917,717.00Oct 7, 2016: $794,523,496.00Oct 5, 2017: $859,423,496.00Oct 5, 2018: $900,139,622.00Oct 4, 2019: $911,941,622.00Oct 2, 2020: $916,388,622.00Oct 1, 2021: $916,888,622.00Oct 3, 2022: $923,388,622.00Oct 3, 2023: $923,388,622.00Oct 3, 2024: $923,888,621.00Oct 3, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$923,388,622 → $923,888,621

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 3, 2024Amendment$923,888,621$499,999vs Oct 3, 202324SEC filing
Oct 3, 2023Amendment$923,388,622$0vs Oct 3, 202224SEC filing
Oct 3, 2022Amendment$923,388,622$6,500,000vs Oct 1, 202124SEC filing
Oct 1, 2021Amendment$916,888,622$500,000vs Oct 2, 202024SEC filing
Oct 2, 2020Amendment$916,388,622$4,447,000vs Oct 4, 201924SEC filing
Oct 4, 2019Amendment$911,941,622$11,802,000vs Oct 5, 201824SEC filing
Oct 5, 2018Amendment$900,139,622$40,716,126vs Oct 5, 201724SEC filing
Oct 5, 2017Amendment$859,423,496$697,323,028vs Oct 9, 201324SEC filing
Oct 7, 2016Amendment$794,523,496$632,423,028vs Oct 9, 201324SEC filing
Oct 9, 2015Amendment$630,917,717$468,817,249vs Oct 9, 201323SEC filing
Oct 9, 2014Amendment$248,139,468$86,039,000vs Oct 9, 201314SEC filing
Oct 9, 2013Amendment$162,100,468$94,854,804vs Oct 9, 20128SEC filing
Oct 9, 2012Amendment$67,245,664$17,244,664vs Oct 6, 20118SEC filing
Oct 6, 2011Amendment$50,001,000$0vs Oct 6, 20101SEC filing
Oct 6, 2010Initial$50,001,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$2M (estimated)
Finders' fees
$0
Form D file number
021-148649
Limited Partnership Interests
The Investment Manager of the Issuer shares a portion of its management fee received from the Issuer with one or more of the Issuer's placement agents. Such placement agents may receive other fees (e.g., sales loads) payable directly

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
NYLIFE Distributors LLC35350
McMorgan & Company Capital Advisors LLC137222
McMorgan & Company LLC115060

Source: Form D, filed Oct 3, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MACKAY SHIELDS CORE PLUS/OPPORTUNITIES FUND LP

Investment adviser: MACKAY SHIELDS LLC

Gross asset value
$132K
Beneficial owners
0
ADV minimum commitment
$5M

Reported in Form ADV on May 12, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, Curacao Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 1988873 · May 12, 2025 · Schedule D 7.B.(1), fund 805-2191053450

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Rene A. Bustamante Executive
None Mac Kay Shields Core Plus Opportunities Fund Gp Llc Promoter
N/A Mac Kay Shields Core Plus Opportunities Fund Gp Llc Promoter
N/A Mac Kay Shields Llc Promoter
Lucille P. Protas Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1345 Avenue Of The Americas 43rd Floor
New York, NY, 10105