Form D · Other Investment Fund

MacKay Puerto Rico Opportunities Fund, L.P.

New York, NY · CIK 0001639566

Offering snapshot reported Apr 12, 2019 · SEC filing

Reported sold: $163M
Investors reported: 255
Minimum accepted: $500K
First sale: Apr 1, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 12, 2019	Amendment	$163,070,000	$0vs Apr 12, 2018	255	SEC filing
Apr 12, 2018	Amendment	$163,070,000	$0vs Apr 14, 2017	255	SEC filing
Apr 14, 2017	Amendment	$163,070,000	$0vs Apr 14, 2016	255	SEC filing
Apr 14, 2016	Amendment	$163,070,000	$107,885,000vs Apr 14, 2015	255	SEC filing
Apr 14, 2015	Initial	$55,185,000	No comparison	104	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $4M (estimated)
Finders' fees: $0
Form D file number: 021-237963

The figure has been calculated from inception as of the filing date.

Limited Partnership Interests

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
J.P. Morgan Securities LLC	79

Source: Form D, filed Apr 12, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MACKAY PUERTO RICO OPPORTUNITIES FUND, L.P.

Investment adviser: MACKAY SHIELDS LLC

Gross asset value: $3.09M
Beneficial owners: 0
ADV minimum commitment: $500K

Reported in Form ADV on Jan 29, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. CURACAO, Curacao Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer JP MORGAN CHASE BANK, N.A.-HONG KONG BRANCH HONG KONG, China Related to adviser: No

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer J.P. MORGAN (SUISSE) SA GENEVA, Switzerland Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 1486754 · Jan 29, 2021 · Schedule D 7.B.(1), fund 805-6517593046

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert A. Di Mella	Executive
John M. Loffredo	Executive
N/A Mac Kay Municipal Managers Puerto Rico Opportunities, Gp Llc	Executive
N/A Mac Kay Municipal Managers Puerto Rico Opportunities Gp, Llc	Executive
N/A Mac Kay Shields, Llc	Promoter
Mac Kay Shields, Llc N/A	Promoter
Mac Kay Municipal Managers Puerto Rico Opportunities Gp Llc N/A	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1345 Avenue Of The Americas 43 Rd Floor
New York, NY, 10105