Form D · Other Investment Fund
MacKay Municipal U.S. Infrastructure Opportunities Fund LP
New York, NY · CIK 0001783641
Offering snapshot reported Jul 26, 2024 · SEC filing
- Reported sold
- $114M Indefinite offering
- Investors reported
- 77 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jul 1, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$114,172,000 → $114,472,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 26, 2024 | Amendment | $114,472,000 | $300,000vs Jul 26, 2023 | 77 | SEC filing |
| Jul 26, 2023 | Amendment | $114,172,000 | $300,000vs Jul 26, 2022 | 77 | SEC filing |
| Jul 26, 2022 | Amendment | $113,872,000 | $5,275,000vs Jul 26, 2021 | 77 | SEC filing |
| Jul 26, 2021 | Amendment | $108,597,000 | No comparison | Not reported | SEC filing |
| Jul 24, 2020 | Amendment | $70,361,000 | $20,351,000vs Jul 25, 2019 | 25 | SEC filing |
| Jul 25, 2019 | Initial | $50,010,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $300K
- Finders' fees
- $0
- Form D file number
- 021-345065
Limited Partnership Interests
The Investment Manager of the Issuer shares a portion of its management fee received from the Issuer with one or more of the Issuer's placement agents. Such placement agents may receive other fees (e.g., sales loads) payable directly
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| NYLIFE Distributors LLC | 35350 | |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Jul 26, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
MACKAY MUNICIPAL U.S. INFRASTRUCTURE OPPORTUNITIES FUND LP
Investment adviser: MACKAY SHIELDS LLC
- Gross asset value
- $35.2M
- Beneficial owners
- 44
- ADV minimum commitment
- $250K
Reported in Form ADV on Jul 2, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
PERSHING LLC
SEC 8-17574
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235
NYLIFE DISTRIBUTORS LLC
CRD 35350 · SEC 8-46655
PERSHING LLC
CRD 7560 · SEC 8-17574
Filing source
Form ADV 1887026 · Jul 2, 2024 · Schedule D 7.B.(1), fund 805-7339200132
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert A. Di Mella | Executive |
| John M. Loffredo | Executive |
| N/A Mac Kay Municipal Managers U.S. Infrastructure Opportunities Gp Llc | Promoter |
| N/A Mac Kay Shields Llc | Promoter |
| N/A Mac Kay Shields, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10105