Form D · Other Investment Fund

MacKay Municipal Strategic Opportunities Fund, LP

New York, NY · CIK 0001701742

Offering snapshot reported Mar 25, 2022 · SEC filing

Reported sold
$214M
Indefinite offering
Investors reported
308
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Mar 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$107M$214MMar 29, 2017: $181,360,000.00Mar 29, 2017Mar 29, 2018: $214,060,000.00Mar 29, 2018Mar 29, 2019: $214,060,000.00Mar 29, 2019Mar 27, 2020: $214,060,000.00Mar 27, 2020Mar 26, 2021: $214,060,000.00Mar 26, 2021Mar 25, 2022: $214,060,000.00Mar 25, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 25, 2022Amendment$214,060,000$0vs Mar 26, 2021308SEC filing
Mar 26, 2021Amendment$214,060,000$0vs Mar 27, 2020308SEC filing
Mar 27, 2020Amendment$214,060,000$0vs Mar 29, 2019308SEC filing
Mar 29, 2019Amendment$214,060,000$0vs Mar 29, 2018308SEC filing
Mar 29, 2018Amendment$214,060,000$32,700,000vs Mar 29, 2017308SEC filing
Mar 29, 2017Initial$181,360,000No comparison260SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$4M (estimated)
Finders' fees
$0
Form D file number
021-283559
The figure has been calculated from inception as of the filing date.
Limited Partnership Interests

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
J.P. Morgan Securities LLC79

Source: Form D, filed Mar 25, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MACKAY MUNICIPAL STRATEGIC OPPORTUNITIES FUND, L.P.

Investment adviser: MACKAY SHIELDS LLC

Gross asset value
$1.65M
Beneficial owners
260
ADV minimum commitment
$500K

Reported in Form ADV on Jul 2, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, Curacao Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1887026 · Jul 2, 2024 · Schedule D 7.B.(1), fund 805-9094717073

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert A. Di Mella Executive
John M. Loffredo Executive
N/A Mac Kay Municipal Managers Strategic Opportunities Gp Llc Executive
N/A Mac Kay Shields, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1345 Avenue Of The Americas 43rd Floor
New York, NY, 10105