Form D · Other Investment Fund
MACKAY MUNICIPAL OPPORTUNITIES FUND LP
New York, NY · CIK 0001432468
Offering snapshot reported Jan 5, 2026 · SEC filing
- Reported sold
- $3.54B Indefinite offering
- Investors reported
- 2,180 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Apr 1, 2008 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$3,487,350,733 → $3,535,898,154
- Reported investors2,160 → 2,180
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 5, 2026 | Amendment | $3,535,898,154 | $48,547,421vs Jan 3, 2025 | 2,180 | SEC filing |
| Jan 3, 2025 | Amendment | $3,487,350,733 | $136,810,937vs Jan 3, 2024 | 2,160 | SEC filing |
| Jan 3, 2024 | Amendment | $3,350,539,796 | $175,322,558vs Jan 3, 2023 | 2,123 | SEC filing |
| Jan 3, 2023 | Amendment | $3,175,217,238 | $351,544,472vs Jan 3, 2022 | 2,080 | SEC filing |
| Jan 3, 2022 | Amendment | $2,823,672,766 | $218,592,642vs Jan 4, 2021 | 1,973 | SEC filing |
| Jan 4, 2021 | Amendment | $2,605,080,124 | $82,979,986vs Jan 3, 2020 | 1,899 | SEC filing |
| Jan 3, 2020 | Amendment | $2,522,100,138 | $153,937,150vs Jan 4, 2019 | 1,881 | SEC filing |
| Jan 4, 2019 | Amendment | $2,368,162,988 | $215,218,669vs Jan 5, 2018 | 1,861 | SEC filing |
| Jan 5, 2018 | Amendment | $2,152,944,319 | $311,459,117vs Jan 6, 2017 | 1,842 | SEC filing |
| Jan 6, 2017 | Amendment | $1,841,485,202 | $793,652,798vs Jan 8, 2016 | 1,586 | SEC filing |
| Jan 8, 2016 | Amendment | $1,047,832,404 | $211,418,996vs Jan 9, 2015 | 718 | SEC filing |
| Jan 9, 2015 | Amendment | $836,413,408 | $313,497,654vs Jun 18, 2014 | 570 | SEC filing |
| Jun 18, 2014 | Amendment | $522,915,754 | $174,457,001vs Jan 9, 2014 | 218 | SEC filing |
| Jan 9, 2014 | Amendment | $348,458,753 | $237,451,930vs Jan 10, 2013 | 83 | SEC filing |
| Jan 10, 2013 | Amendment | $111,006,823 | $96,602,111vs Jan 11, 2012 | 45 | SEC filing |
| Jan 11, 2012 | Amendment | $14,404,712 | -$43,845,288vs Jan 11, 2011 | 23 | SEC filing |
| Jan 11, 2011 | Amendment | $58,250,000 | $26,950,000vs Jan 12, 2010 | 23 | SEC filing |
| Jan 12, 2010 | Amendment | $31,300,000 | No comparison | 13 | SEC filing |
| Apr 10, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $36.8M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-117007
Certain entities listed in Item 12 are no longer registered broker-dealers & therefore receive no commissions.
Limited Partnership Interests
The Investment Manager of the Issuer shares a portion of its management fee received from the Issuer with one or more of the Issuer's placement agents. Such placement agents may receive other fees (e.g., sales loads) payable directly to the placement
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| NYLIFE Distributors LLC | 35350 | |
| Mariner Group Capital Markets, Inc. | 25878 | |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | |
| Morgan Stanley Smith Barney LLC | 149777 | |
| UBS Financial Services Inc. | 8174 | |
| Wells Fargo Advisors Financial Network, LLC | 11025 | |
| Wells Fargo Clearing Services, LLC | 19616 |
Source: Form D, filed Jan 5, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
MACKAY MUNICIPAL OPPORTUNITIES FUND, L.P.
Investment adviser: MACKAY SHIELDS LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Aug 6, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 2124546 · Aug 6, 2026 · Schedule D 7.B.(1), fund 805-2886245103
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert A. Di Mella | Executive |
| John M. Loffredo | Executive |
| (None) Mac Kay Municipal Managers Opportunities Gp Llc | Executive |
| N/A Mac Kay Municipal Managers Opportunities Gp Llc | Promoter |
| N/A Mac Kay Municipal Managers Opportunities, Gp Llc | Executive |
| (None) Mac Kay Shields Llc | Promoter |
| N/A Mac Kay Shields Llc | Promoter |
| Mac Kay Municipal Managers Opportunities, Gp Llc N/A | Executive |
| Mac Kay Shields Llc N/A | Promoter |
| Mac Kay Shields, Llc N/A | Promoter |
| Brian D. Stewart | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10171