Form D · Other Investment Fund

MacKay Flexible Income Fund LP

New York, NY · CIK 0001811009

Offering snapshot reported May 1, 2023 · SEC filing

Reported sold: $3.15M
Investors reported: 5
Minimum accepted: $250K
First sale: May 1, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 1, 2023	Amendment	$3,154,910	$0vs Apr 29, 2022	5	SEC filing
Apr 29, 2022	Amendment	$3,154,910	$1,423,030vs Apr 29, 2021	5	SEC filing
Apr 29, 2021	Amendment	$1,731,880	No comparison	Not reported	SEC filing
Apr 29, 2020	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-366008

Limited Partnership Interests

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
NYLIFE Distributors LLC	35350

Source: Form D, filed May 1, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MACKAY FLEXIBLE INCOME FUND LP

Investment adviser: MACKAY SHIELDS LLC

Gross asset value: $2.84M
Beneficial owners: 5
ADV minimum commitment: $250K

Reported in Form ADV on May 17, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CANADA) TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer NYLIFE DISTRIBUTORS LLC JERSEY CITY, New Jersey, United States Related to adviser: Yes

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

PERSHING LLC
SEC 8-17574

NYLIFE DISTRIBUTORS LLC
CRD 35350 · SEC 8-46655

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1763189 · May 17, 2023 · Schedule D 7.B.(1), fund 805-6457276273

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Rene A. Bustamante	Executive
N/A Mac Kay Flexible Income Fund Gp Llc	Promoter
N/A Mac Kay Shields Llc	Promoter
Lucille M. Protas	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1345 Avenue Of The Americas 43rd Floor
New York, NY, 10105