Form D · Other
Macarthur Minerals Ltd
Brisbane, C3 · CIK 0001514691
Offering snapshot reported Mar 8, 2011 · SEC filing
- Reported sold
- $4.44M Offering amount: $7.21M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 24, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 8, 2011 | Initial | $4,437,861 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $266K
- Finders' fees
- $0
- Form D file number
- 021-156351
Aggregate offering includes amount that may be received by Issuer upon exercise of warrants. Each whole warrant may be exercised for one ordinary share at a price of CDN$4.50 per share for a period of 24 months from Closing Date.
Unit = 1 common share and one-half share purchase warrant.
Agent also received options for 72,796 units of common shares and 1/2 purchase warrants. Each whole warrant may be exercised for 1 ordinary share at a price of CDN$4.50 per share for 24 months from Closing.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| TD Securities Inc. | None | TD Securities (USA) LLC · CRD 18476 |
| Macquarie Capital Markets Canada Ltd. | None | |
| Stifel Nicolaus Canada Inc. | None |
Source: Form D, filed Mar 8, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Simon Hickey | Director |
| Alan Phillips | Director, Executive |
| David Taplin | Executive |
| John Toigo | Director |
Issuer details
Industry: Other (See others in industry)
Address:
Level 20, Amp Place 10 Eagle Street
Brisbane, C3, 4000
Brisbane, C3, 4000