Form D · Other Banking and Financial Services
M1 Holdings Inc.
Chicago, IL · CIK 0001737492
Offering snapshot reported Sep 22, 2021 · SEC filing
- Reported sold
- $150M Offering amount: $150M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 31, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 22, 2021 | Initial | $149,999,896 | No comparison | 13 | SEC filing |
| Mar 15, 2021 | Initial | $59,999,953 | No comparison | 10 | SEC filing |
| Nov 24, 2020 | Initial | $49,769,904 | No comparison | 14 | SEC filing |
| Jun 10, 2020 | Initial | $33,252,316 | No comparison | 11 | SEC filing |
| Jul 19, 2018 | Amendment | $16,174,878 | $3,064,998vs May 22, 2018 | 17 | SEC filing |
| May 22, 2018 | Amendment | $13,109,880 | $1,884,997vs Apr 17, 2018 | 12 | SEC filing |
| Apr 17, 2018 | Initial | $11,224,883 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-414259
Series E Preferred Stock, Common Stock issuable upon conversion of Series E Preferred Stock.
Source: Form D, filed Sep 22, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dan Ahrens | Director |
| Brian Barnes | Director, Executive |
| Kj Chua | Director |
| Christine Larsen | Director |
| Sam Mc Ingvale | Director |
| Harley Miller | Director |
| Michael Savino | Executive |
| Daniel Senft | Director |
| Ilan Shalit | Director |
| Brian Spaly | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
200 N. Lasalle St Suite 800
Chicago, IL, 60601
Chicago, IL, 60601