Form D · Hedge Fund

Lyxor/Balyasny Atlas Enhanced Fund Ltd

St. Helier, Y9 · CIK 0001592430

Offering snapshot reported Apr 15, 2015 · SEC filing

Reported sold: $1.97M
Investors reported: 3
Minimum accepted: $100K
First sale: Nov 5, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$432,000 → $1,972,000
Reported investors1 → 3

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 15, 2015	Amendment	$1,972,000	$1,540,000vs Nov 20, 2013	3	SEC filing
Nov 20, 2013	Initial	$432,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-206699

Item 13 reflects sales made pursuant to Reg D only. Item 14 reflects US investors only.

SG Americas Securities, LLC is paid a continuing fee, out of the administrative fee, based on the fund's net asset value ("NAV"). That fee is currently set up to 0.95% of NAV. As NAV may vary considerably, the fee's amount is not presently calculable.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
SG Americas Securities, LLC	128351

Source: Form D, filed Apr 15, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LYXOR / BALYASNY ATLAS ENHANCED FUND LIMITED

Investment adviser: LYXOR ASSET MANAGEMENT S.A.S.

Gross asset value: $180M
Beneficial owners: 57
ADV minimum commitment: $100K

Reported in Form ADV on Jan 14, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPER CI LLP ST HELIER, Jersey

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian SG HAMBROS TRUST COMPANY (CHANNEL ISLANDS) LIMITED ST HELIER, Jersey Related to adviser: Yes

Custodian SOCIETE GENERALE PARIS, France Related to adviser: Yes

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer ABN AMRO PRIVATE BANKING AMSTERDAM, Netherlands Related to adviser: No

Marketer ARCA SGR MILAN, Italy Related to adviser: No

Marketer ASPEN HILL HONG KONG, Hong Kong Related to adviser: No

Marketer BANCA CREDINVEST SA LUGANO, Switzerland Related to adviser: No

Marketer BANK LEUMI (LUXEMBOURG) SA LUXEMBOURG, Luxembourg Related to adviser: No

Marketer BANK OF SINGAPORE LIMITED SINGAPORE, Singapore Related to adviser: No

Marketer BANQUE FEDERATIVE DU CREDIT MUTUEL PARIS, France Related to adviser: No

Marketer DBS BANK SINGAPORE, Singapore Related to adviser: No

Marketer DE PLANIFICATION NEUCHAEL, Switzerland Related to adviser: No

Marketer FIDE CAPITAL BRUXELLES, Belgium Related to adviser: No

Marketer HARCOURT INVESTMENT CONSULTING AG ZURICH, Switzerland Related to adviser: No

Marketer INTUTAE COURTAGE PARIS, France Related to adviser: No

Marketer JULIUS BAER LTD ZURICH, Switzerland Related to adviser: No

Marketer LARRAIN VIAL SERVICIOS PROFESIONALES LTDA SANTIAGO, Chile Related to adviser: No

Marketer MORA WEALTH ZURICH, Switzerland Related to adviser: No

Marketer POALIM ASSET MANAGEMENT LONDON, United Kingdom Related to adviser: No

Marketer SOCIETE GENERALE PRIVATE BANKING PARIS, France Related to adviser: Yes

Marketer UNION BANCAIRE PRIVEE GENEVA, Switzerland Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
SEC 8-22651

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 968305 · Jan 14, 2016 · Schedule D 7.B.(1), fund 805-2927272835

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Balyasny Asset Management L.P.	Executive
Tarlochan Singh Bolla	Director
Patrick Da	Director
N/A Lyxor Asset Management S.A.S.	Executive
Ingrid Martin	Director
Gustav Meyer	Director
Lionel Paquin	Director
Anita Philippe	Director
N/A Sg Hambros Fund Managers (Jersey) Ltd.	Executive
Alastair Torvaney	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

18 Esplanade
St. Helier, Y9, JE4 8RT