Form D · Hedge Fund
Managed Fund/Winton Capital Management Fund Ltd
St. Helier, Y9 · CIK 0001468161
Offering snapshot reported May 11, 2021 · SEC filing
- Reported sold
- $43.6M Indefinite offering
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 7, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 11, 2021 | Amendment | $43,552,000 | $0vs May 11, 2020 | 7 | SEC filing |
| May 11, 2020 | Amendment | $43,552,000 | $0vs May 10, 2019 | 7 | SEC filing |
| May 10, 2019 | Amendment | $43,552,000 | $0vs May 11, 2018 | 7 | SEC filing |
| May 11, 2018 | Amendment | $43,552,000 | $0vs May 12, 2017 | 7 | SEC filing |
| May 12, 2017 | Amendment | $43,552,000 | $0vs May 13, 2016 | 7 | SEC filing |
| May 13, 2016 | Amendment | $43,552,000 | $0vs May 15, 2015 | 7 | SEC filing |
| May 15, 2015 | Amendment | $43,552,000 | $0vs May 9, 2014 | 7 | SEC filing |
| May 9, 2014 | Amendment | $43,552,000 | $600,000vs May 9, 2013 | 7 | SEC filing |
| May 9, 2013 | Amendment | $42,952,000 | $0vs May 9, 2012 | 6 | SEC filing |
| May 9, 2012 | Amendment | $42,952,000 | $42,852,000vs Jan 22, 2010 | 6 | SEC filing |
| Jan 22, 2010 | Initial | $100,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-138091
Includes only securities sold to US investors by the issuer in reliance on Regulation D (e.g. excludes securities sold to non-US investors in reliance on Regulation S)
Pursuant to contractual agreements between Lyxor & SGAS, SGAS may receive payments from Lyxor out of the fees paid to Lyxor by the Issuer. Payment amounts will be fixed between Lyxor & SGAS & will not be a charge to the Issuer or investors in the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| SG Americas Securities, LLC | 128351 | SG Americas Securities, LLC · CRD 128351 |
Source: Form D, filed May 11, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
MANAGED FUND / WINTON CAPITAL MANAGEMENT FUND LIMITED
Investment adviser: LYXOR ASSET MANAGEMENT S.A.S.
- Gross asset value
- $13.2M
- Beneficial owners
- 2
- ADV minimum commitment
- $100K
Reported in Form ADV on Jan 21, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Auditor
PRICEWATERHOUSECOOPERS CI LLP
ST HELIER, Jersey
Custodian
CREDIT SUISSE SECURITIES (EUROPE) LIMITED
LONDON, United Kingdom
Related to adviser: Yes
Custodian
GOLDMAN SACHS INTERNATIONAL
LONDON, United Kingdom
Related to adviser: Yes
Custodian
SG KLEINWORT HAMBROS TRUST COMPANY (CI) LIMITED
ST HELIER, Jersey
Related to adviser: Yes
Custodian
SOCIETE GENERALE
PARIS, France
Related to adviser: Yes
Marketer
ABN AMRO BANK N.V. - AMSTERDAM
AMSTERDAM, Netherlands
Related to adviser: No
Marketer
AG2R LA MONDIALE GESTION D'ACTIFS
PARIS, France
Related to adviser: No
Marketer
ALLFUNDS
LUXEMBOURG, Luxembourg
Related to adviser: No
Marketer
ARISTA FINANZ AG
ZURICH, Switzerland
Related to adviser: No
Marketer
ASPEN HILL PARTNERS (HONG KONG) LIMITED
HONG KONG, Hong Kong
Related to adviser: No
Marketer
AXELTIS
PARIS, France
Related to adviser: No
Marketer
BANK JULIUS BAER AND CO LTD
ZURICH, Switzerland
Related to adviser: No
Marketer
BANK OF SINGAPORE LIMITED
SINGAPORE, Singapore
Related to adviser: No
Marketer
BANQUE FEDERATIVE DU CREDIT MUTUEL
PARIS, France
Related to adviser: No
Marketer
BOCI SECURITIES LIMITED
HONG KONG, Hong Kong
Related to adviser: No
Marketer
CHINA INTERNATIONAL CAPITAL CORPORATION HK SECURITIES LIMITED
HONG KONG, Hong Kong
Related to adviser: No
Marketer
CHINA MERCHANTS BANK CO LTD
HONG KONG, Hong Kong
Related to adviser: No
Marketer
CMB INTERNATIONAL SECURITIES LIMITED
HONG KONG, Hong Kong
Related to adviser: No
Marketer
CTBC CO. LTD, SINGAPORE.
SINGAPORE, Singapore
Related to adviser: No
Marketer
DBS BANK
SINGAPORE, Singapore
Related to adviser: No
Marketer
FIRSTRAND PRIVATE WEALTH MANAGEMENT LIMITED
JERSEY, Jersey
Related to adviser: No
Marketer
FONDCENTER AG
ZURICH, Switzerland
Related to adviser: No
Marketer
FUCHS '&' ASSOCIES FINANCE SA
LUXEMBOURG, Luxembourg
Related to adviser: No
Marketer
FUND CHANNEL
LUXEMBOURG, Luxembourg
Related to adviser: No
Marketer
INDUSTRIAL AND COMMERCIAL BANK OF CHINA ( ASIA ) LIMITED
SHANGHAI, China
Related to adviser: No
Marketer
INTUTAE COURTAGE
PARIS, France
Related to adviser: No
Marketer
KGI WEALTH MANAGEMENT LIMITED
HONG KONG, Hong Kong
Related to adviser: No
Marketer
LOMBARD ODIER ET CIE GENEVE
GENEVA, Switzerland
Related to adviser: No
Marketer
MFEX MUTUAL FUNDS EXCHANGE AB
STOCKHOLM, Sweden
Related to adviser: No
Marketer
MORA WEALTH MANAGEMENT AG
ZURICH, Switzerland
Related to adviser: No
Marketer
SG HAMBROS BANK (CHANNEL ISLANDS) LIMITED
GUERNSEY, Guernsey
Related to adviser: Yes
Marketer
SG PRIVATE BANKING BELGIQUE
BRUSSELS, Belgium
Related to adviser: Yes
Marketer
SMC ASSET MANAGEMENT LIMITED
GIBRALTAR, Gibraltar
Related to adviser: No
Marketer
STANDARD CHARTERED BANK - HONG KONG
HONG KONG, Hong Kong
Related to adviser: No
Marketer
UBS AG
ZURICH, Switzerland
Related to adviser: No
Marketer
UNITED OVERSEAS BANK LIMITED
SINGAPORE, Singapore
Related to adviser: No
Marketer
WING LUNG BANK LTD
HONG KONG, Hong Kong
Related to adviser: No
Prime broker
CREDIT SUISSE SECURITIES (EUROPE) LIMITED
LONDON, United Kingdom
Prime broker
GOLDMAN SACHS INTERNATIONAL
LONDON, United Kingdom
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
PRICEWATERHOUSECOOPERS CI LLP
PCAOB 1412
Filing source
Form ADV 1594033 · Jan 21, 2022 · Schedule D 7.B.(1), fund 805-1119737181
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tarlochan Singh Bolla | Director |
| John Boothman | Director |
| Gildas Joseph Owen Briand | Director |
| Brian Christopher Chambers | Director |
| Gwenith Chimwaza | Director |
| Patrick Da | Director |
| Lionel Erdely | Director |
| Stephen Folland | Director |
| Thouraya Jarray | Director |
| . Lyxor Asset Management S.A.S. | Promoter |
| Ingrid Martin | Director |
| Gustav Meyer | Director |
| Nicolas Moussavi | Director |
| Lionel Paquin | Director |
| Anita Philippe | Director |
| . Sg Hambros Fund Managers (Jersey) Limited | Promoter |
| Alastair Torvaney | Director |
| Ian Webster | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
18 Esplanade
St. Helier, Y9, JE4 8RT
St. Helier, Y9, JE4 8RT