Form D · Hedge Fund
Lyxor/QIM Fund Ltd.
St. Helier, Y9 · CIK 0001422511
Offering snapshot reported Apr 15, 2015 · SEC filing
- Reported sold
- $14.2M Indefinite offering
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Dec 18, 2007 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 15, 2015 | Amendment | $14,207,006 | $0vs May 9, 2013 | 13 | SEC filing |
| May 9, 2013 | Amendment | $14,207,006 | $0vs May 9, 2012 | 13 | SEC filing |
| May 9, 2012 | Amendment | $14,207,006 | $1,781,621vs Feb 18, 2010 | 13 | SEC filing |
| Feb 18, 2010 | Amendment | $12,425,385 | No comparison | 11 | SEC filing |
| Dec 26, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-112538
Item 13 reflects sales made pursuant to Reg D only. Item 14 reflects US investors only.
SG Americas Securities, LLC is paid a continuing fee, out of the administrative fee, based on the fund's net asset value ("NAV"). That fee is currently set up to 0.95% of NAV. As NAV may vary considerably, the fee's amount is not presently calculable.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| SG Americas Securities, LLC | 128351 |
Source: Form D, filed Apr 15, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
LYXOR / QIM FUND LIMITED
Investment adviser: LYXOR ASSET MANAGEMENT S.A.S.
- Gross asset value
- $54M
- Beneficial owners
- 115
- ADV minimum commitment
- $100K
Reported in Form ADV on Mar 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
Filing source
Form ADV 784069 · Mar 31, 2014 · Schedule D 7.B.(1), fund 805-7469836679
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tarlochan Singh Bolla | Director |
| Gildas Joseph Owen Briand | Director |
| Brian Christopher Chambers | Director |
| Patrick Da | Director |
| Lionel Erdely | Director |
| Thouraya Jarray | Director |
| N/A Lyxor Asset Management S.A.S. | Executive |
| Ingrid Martin | Director |
| Gustav Meyer | Director |
| Lionel Paquin | Director |
| Anita Philippe | Director |
| N/A Quantitative Investment Management Llc | Executive |
| N/A Sg Hambros Fund Managers (Jersey) Ltd. | Executive |
| Alastair Torvaney | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:St. Helier, Y9, JE4 8RT