Form D · Hedge Fund

Lyxor Newcits IRL II PLC - Lyxor / Marathon Emerging Markets Bond Fund

Dublin 2, L2 · CIK 0001766380

Offering snapshot reported Feb 3, 2021 · SEC filing

Reported sold
$33M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Apr 2, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.5M$33MFeb 4, 2019Feb 4, 2020: $33,000,000.00Feb 4, 2020Feb 3, 2021: $33,000,000.00Feb 3, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 3, 2021Amendment$33,000,000$0vs Feb 4, 20201SEC filing
Feb 4, 2020Amendment$33,000,000No comparison1SEC filing
Feb 4, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-332111

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
SG Americas Securities, LLC128351SG Americas Securities, LLC · CRD 128351

Source: Form D, filed Feb 3, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LYXOR / MARATHON EMERGING MARKETS BOND FUND

Investment adviser: LYXOR ASSET MANAGEMENT S.A.S.

Gross asset value
$206M
Beneficial owners
0
ADV minimum commitment
$100K

Reported in Form ADV on Apr 15, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland
Custodian SOCIÉTÉ GÉNÉRALE DUBLIN BRANCH DUBLIN, Ireland Related to adviser: Yes
Marketer AXELTIS PARIS, France Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1366

Filing source

Form ADV 1392800 · Apr 15, 2020 · Schedule D 7.B.(1), fund 805-9390249641

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Moez Bousarsar Director
Vincent Dodd Director
N/A Lyxor Asset Management S.A.S. Executive
Peter Madden Director
N/A Marathon Asset Management L.P. Executive
Daniele Spada Director
Bryan Tiernan Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Co Lyxor Newcits Irl Ii Plc 70 Sir John Rogerson's Quay
Dublin 2, L2, D02 R296