Form D · Hedge Fund

Lyxor / Kingdon Global Long-Short Equity Fund

Dublin 2, L2 · CIK 0001743421

Offering snapshot reported Jun 14, 2018 · SEC filing

Reported sold: $25M
Investors reported: 4
Minimum accepted: $100K
First sale: May 31, 2018

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 14, 2018	Initial	$25,000,000	No comparison	4	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-314607

Includes only securities sold to US investors by the issuer in reliance on Regulation D (e.g. excludes) securities sold to non-US investors in reliance on Regulation S)

Pursuant to contractual agreements between Lyxor & SGAS, SGAS may receive payments from Lyxor out of the fees paid to Lyxor by the Issuer. Payment amounts will be fixed between Lyxor & SGAS & will not be a charge to the Issuer or investors in the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
SG Americas Securities, LLC	128351	SG Americas Securities, LLC · CRD 128351

Source: Form D, filed Jun 14, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KINGDON GLOBAL LONG-SHORT EQUITY FUND

Investment adviser: LYXOR ASSET MANAGEMENT S.A.S.

Gross asset value: $25.7M
Beneficial owners: 0
ADV minimum commitment: $100K

Reported in Form ADV on Apr 15, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland

Custodian SOCIÉTÉ GÉNÉRALE DUBLIN BRANCH DUBLIN, Ireland Related to adviser: Yes

Marketer ATTRAX S.A. LUXEMBOURG, Luxembourg Related to adviser: No

Marketer AXELTIS PARIS, France Related to adviser: No

Marketer BANCO INVERSIS SA MADRID, Spain Related to adviser: No

Marketer BANQUE FEDERATIVE DU CREDIT MUTUEL PARIS, France Related to adviser: No

Marketer FUND CHANNEL LUXEMBOURG, Luxembourg Related to adviser: No

Marketer SG PRIVATE BANKING FRANCE PARIS, France Related to adviser: Yes

Marketer SOGECAP FONDS PROPRE PARIS, France Related to adviser: Yes

Marketer UNITED OVERSEAS BANK LIMITED SINGAPORE, Singapore Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1366

Filing source

Form ADV 1392800 · Apr 15, 2020 · Schedule D 7.B.(1), fund 805-6722949694

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Vincent Dodd	Director
N/A Lyxor Asset Management S.A.S.	Promoter
Peter Madden	Director
Daniele Spada	Director
Bryan Tiernan	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

70 Sir John Rogerson's Quay
Dublin 2, L2, D02 R296