Form D · Hedge Fund

Lyxor Hedge Funds Tracker PC

St Helier, Y9 · CIK 0001542831

Offering snapshot reported Feb 21, 2014 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 21, 2014AmendmentYet to sellNo comparison0SEC filing
Feb 21, 2013AmendmentYet to sellNo comparison0SEC filing
Feb 21, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-173751
SG Americas Securities, LLC is paid a continuing fee, out of the administrative fee, based on the fund's net asset value ("NAV"). That fee is currently set at up to 0.95% of NAV. As NAV may vary considerably, the fee's amount is not presently calculable.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
SG Americas Securities, LLC128351

Source: Form D, filed Feb 21, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LYXOR HEDGE FUNDS TRACKERS PC

Investment adviser: LYXOR ASSET MANAGEMENT S.A.S.

Gross asset value
$17.9M
Beneficial owners
140
ADV minimum commitment
$100K

Reported in Form ADV on Jan 14, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator RBC DEXIA INVESTOR SERVICES BANK LUXEMBOURG, Luxembourg Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS CI LLP ST HELIER, Jersey
Custodian SG HAMBROS TRUST COMPANY (CHANNEL ISLANDS) LIMITED ST HELIER, Jersey Related to adviser: Yes
Marketer ABN AMRO PRIVATE BANKING AMSTERDAM, Netherlands Related to adviser: No
Marketer BANCA CREDINVEST SA LUGANO, Switzerland Related to adviser: No
Marketer BANQUE FEDERATIVE DU CREDIT MUTUEL PARIS, France Related to adviser: No
Marketer INTEGRA CAPITAL LIMITED OAKLAND, Canada Related to adviser: No
Marketer SOCIETE GENERALE PRIVATE BANKING PARIS, France Related to adviser: Yes
Marketer UNION BANCAIRE PRIVEE GENEVA, Switzerland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Filing source

Form ADV 968305 · Jan 14, 2016 · Schedule D 7.B.(1), fund 805-7515857414

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Tarlochan Singh Bolla Director
John Boothman Director
Stephen Folland Director
Nicolas Gaussel Director
Thouraya Jarray Director
Anita Philippe Director
Eric Talleux Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
18 Esplanade
St Helier, Y9, JE4 8RT