Form D · Hedge Fund
Lyxor G-Smile PC
St. Helier, XX · CIK 0001466070
Offering snapshot reported Jan 15, 2010 · SEC filing
- Reported sold
- $4.28M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- May 26, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 15, 2010 | Initial | $4,275,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-137894
SG Americas Securities, LLC is paid a continuing fee, out of the administrative fee, based on the fund's net asset value ("NAV"). That fee is currently set at up to 0.95% of NAV. As NAV may vary considerably, the fee's amount is not presently calculable.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| SG Americas Securities, LLC | 128351 |
Source: Form D, filed Jan 15, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gildas Joseph Owen Briand | Director |
| Brian Christopher Chambers | Director |
| Lionel Erdely | Director |
| Thouraya Jarray | Director |
| Alastair William Torvaney | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
18 Esplanade
St. Helier, XX, JE4 8RT
St. Helier, XX, JE4 8RT