Form D · Hedge Fund

Lyxor Emerging Opportunities Fund

Luxembourg, N4 · CIK 0001589091

Offering snapshot reported Oct 15, 2013 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 15, 2013InitialYet to sellNo comparison0SEC filing
Oct 15, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-204516

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
SG Americas Securities, LLC128351

Source: Form D, filed Oct 15, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LYXOR SYNOPSIS FUND LYXOR - LYXOR EMERGING OPPORTUNITY FUND

Investment adviser: LYXOR ASSET MANAGEMENT S.A.S.

Gross asset value
$15.2M
Beneficial owners
2
ADV minimum commitment
$100K

Reported in Form ADV on Mar 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator EUROPEAN FUND SERVICES SA LUXEMBOURG, Luxembourg Investor statements: No (provided to no investors) Related to adviser: Yes
Auditor DELOITTE AUDIT SARL LUXEMBOURG, Luxembourg
Custodian SOCIETE GENERALE BANK & TRUST LUXEMBOURG, Luxembourg Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 784069 · Mar 31, 2014 · Schedule D 7.B.(1), fund 805-3731996238

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lionel Erdely Director
Baptiste Lopez Director
N/A Lyxor Asset Management Luxembourg S.A. Promoter
Jean Marc Stenger Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Carre Bonn 20, Rue De La Poste
Luxembourg, N4, L-2346