Form D · Hedge Fund

Managed Fund/Ellington Fund Ltd

St. Helier, Y9 · CIK 0001473801

Offering snapshot reported May 12, 2017 · SEC filing

Reported sold: $4.31M
Investors reported: 5
Minimum accepted: $100K
First sale: Sep 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 12, 2017	Amendment	$4,305,781	$0vs May 13, 2016	5	SEC filing
May 13, 2016	Amendment	$4,305,781	$0vs May 15, 2015	5	SEC filing
May 15, 2015	Amendment	$4,305,781	$0vs May 2, 2014	5	SEC filing
May 2, 2014	Amendment	$4,305,781	$500,000vs May 3, 2013	5	SEC filing
May 3, 2013	Amendment	$3,805,781	$0vs May 3, 2012	4	SEC filing
May 3, 2012	Amendment	$3,805,781	$2,038,000vs Jan 22, 2010	4	SEC filing
Jan 22, 2010	Initial	$1,767,781	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-138092

Includes only securities sold to US investors by the issuer in reliance on Regulation D (e.g. excludes securities sold to non-US investors in reliance on Regulation S)

Pursuant to contractual agreements between Lyxor & SGAS, SGAS may receive payments from Lyxor out of the fees paid to Lyxor by the Issuer. Payment amounts will be fixed between Lyxor & SGAS & will not be a charge to the Issuer or investors in the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
SG Americas Securities, LLC	128351	SG Americas Securities, LLC · CRD 128351

Source: Form D, filed May 12, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MANAGED FUND / ELLINGTON FUND LIMITED

Investment adviser: LYXOR ASSET MANAGEMENT S.A.S.

Gross asset value: $58.3M
Beneficial owners: 10
ADV minimum commitment: $100K

Reported in Form ADV on Jun 1, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS CI LLP ST HELIER, Jersey

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian SG HAMBROS TRUST COMPANY (CHANNEL ISLANDS) LIMITED ST HELIER, Jersey Related to adviser: Yes

Custodian SOCIETE GENERALE PARIS, France Related to adviser: Yes

Marketer ALLFUNDS BANK INTERNATIONAL SA MADRID, Spain Related to adviser: No

Marketer ARCA SGR MILAN, Italy Related to adviser: No

Marketer ASPEN HILL HONG KONG, Hong Kong Related to adviser: No

Marketer BANCA CREDINVEST SA LUGANO, Switzerland Related to adviser: No

Marketer BANK OF SINGAPORE LIMITED SINGAPORE, Singapore Related to adviser: No

Marketer BANQUE FEDERATIVE DU CREDIT MUTUEL PARIS, France Related to adviser: No

Marketer BOCI SECURITIES LIMITED HONG KONG, Hong Kong Related to adviser: No

Marketer CTBC CO. LTD, SINGAPORE. SINGAPORE, Singapore Related to adviser: No

Marketer DBS BANK SINGAPORE, Singapore Related to adviser: No

Marketer DE PLANIFICATION NEUCHATEL, Switzerland Related to adviser: No

Marketer ELEAUR FAMILY OFFICE GENEVA, Switzerland Related to adviser: No

Marketer FIDE CAPITAL BRUXELLES, Belgium Related to adviser: No

Marketer HARCOURT INVESTMENT CONSULTING AG ZURICH, Switzerland Related to adviser: No

Marketer INDUSTRIAL AND COMMERCIAL BANK OF CHINA ( ASIA ) LIMITED HONG KONG, Hong Kong Related to adviser: No

Marketer INTUTAE COURTAGE PARIS, France Related to adviser: No

Marketer LARRAIN VIAL SERVICIOS PROFESIONALES LTDA SANTIAGO, Chile Related to adviser: No

Marketer MORA WEALTH ZURICH, Switzerland Related to adviser: No

Marketer ORADEA VIE PARIS, France Related to adviser: No

Marketer SOCIETE GENERALE PRIVATE BANKING PARIS, France Related to adviser: Yes

Marketer SOCIÉTÉ GÉNÉRALE PRIVATE BANKING (SUISSE) S.A. GENEVA, Switzerland Related to adviser: Yes

Marketer SOGECAP PARIS, France Related to adviser: Yes

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Filing source

Form ADV 1119423 · Jun 1, 2017 · Schedule D 7.B.(1), fund 805-1115289920

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Tarlochan Singh Bolla	Director
John Boothman	Director
Gildas Joseph Owen Briand	Director
Brian Christopher Chambers	Director
Patrick Da	Director
Lionel Erdely	Director
Stephen Folland	Director
Thouraya Jarray	Director
. Lyxor Asset Management S.A.S.	Promoter
Ingrid Martin	Director
Lionel Paquin	Director
Anita Philippe	Director
. Sg Hambros Fund Managers (Jersey) Limited	Promoter
Alastair William Torvaney	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

18 Esplanade
St. Helier, Y9, JE4 8RT