Form D · Hedge Fund

Lyxor Diversified Fund Ltd

St Helier, Y9 · CIK 0001542695

Offering snapshot reported Apr 15, 2015 · SEC filing

Reported sold: $3.08M
Investors reported: 3
Minimum accepted: $100K
First sale: Feb 8, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 15, 2015	Amendment	$3,080,000	$0vs Feb 21, 2014	3	SEC filing
Feb 21, 2014	Amendment	$3,080,000	$0vs Feb 21, 2013	3	SEC filing
Feb 21, 2013	Amendment	$3,080,000	No comparison	3	SEC filing
Feb 21, 2012	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-173743

Item 13 reflects sales made only pursuant to Reg D. Item 14 reflects only US investors.

SG Americas Securities, LLC is paid a continuing fee, out of the administrative fee, based on the fund's net asset value ("NAV"). That fee is currently set up to 0.95% of NAV. As NAV may vary considerably, the fee's amount is not presently calculable.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
SG Americas Securities, LLC	128351

Source: Form D, filed Apr 15, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LYXOR DIVERSIFIED FUND LIMITED

Investment adviser: LYXOR ASSET MANAGEMENT S.A.S.

Gross asset value: $182M
Beneficial owners: 14
ADV minimum commitment: $100K

Reported in Form ADV on Mar 24, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS CI LLP ST HELIER, Jersey

Custodian SG HAMBROS TRUST COMPANY (CHANNEL ISLANDS) LIMITED ST HELIER, Jersey Related to adviser: Yes

Marketer ABN AMRO PRIVATE BANKING AMSTERDAM, Netherlands Related to adviser: No

Marketer BANCA CREDINVEST SA LUGANO, Switzerland Related to adviser: No

Marketer BANQUE FEDERATIVE DU CREDIT MUTUEL PARIS, France Related to adviser: No

Marketer EAGLE STAR ZURICH LIFE ASSURANCES DUBLIN, Ireland Related to adviser: No

Marketer INTEGRA CAPITAL LIMITED OAKLAND, Canada Related to adviser: No

Marketer SOCIETE GENERALE PRIVATE BANKING PARIS, France Related to adviser: Yes

Marketer UNION BANCAIRE PRIVEE GENEVA, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

Filing source

Form ADV 1075645 · Mar 24, 2017 · Schedule D 7.B.(1), fund 805-5548027392

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Tarlochan Singh Bolla	Director
N/A Lyxor Asset Management S.A.S.	Executive
Ingrid Martin	Director
Gustav Meyer	Director
Lionel Paquin	Director
Anita Philippe	Director
N/A Sg Hambros Fund Managers (Jersey) Ltd.	Executive
Daniele Spada	Director
Jean Marc Stenger	Director
Alastair William Torvaney	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

18 Esplanade
St Helier, Y9, JE4 8RT