Form D · Hedge Fund

Lyxor/Chesapeake Fund Ltd

St. Helier, Y9 · CIK 0001468162

Offering snapshot reported May 2, 2014 · SEC filing

Reported sold: $16M
Investors reported: 2
Minimum accepted: $100K
First sale: Dec 9, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$7,000,000 → $16,000,000
Reported investors1 → 2

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 2, 2014	Amendment	$16,000,000	$9,000,000vs May 3, 2013	2	SEC filing
May 3, 2013	Amendment	$7,000,000	$0vs May 3, 2012	1	SEC filing
May 3, 2012	Amendment	$7,000,000	$0vs Mar 30, 2010	1	SEC filing
Mar 30, 2010	Initial	$7,000,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-140041

SG Americas Securities, LLC is paid a continuing fee, out of the administrative fee, based on the fund's net asset value ("NAV"). That fee is currently set at up to 0.95% of NAV. As NAV may vary considerably, the fee's amount is not presently calculable.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
SG Americas Securities, LLC	128351

Source: Form D, filed May 2, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LYXOR / CHESAPEAKE FUND LIMITED

Investment adviser: LYXOR ASSET MANAGEMENT S.A.S.

Gross asset value: $16.4M
Beneficial owners: 6
ADV minimum commitment: $100K

Reported in Form ADV on Jan 14, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS CI LLP ST HELIER, Jersey

Custodian SG HAMBROS TRUST COMPANY (CHANNEL ISLANDS) LIMITED ST HELIER, Jersey Related to adviser: Yes

Custodian SOCIETE GENERALE PARIS, France Related to adviser: Yes

Marketer ABN AMRO PRIVATE BANKING AMSTERDAM, Netherlands Related to adviser: No

Marketer ARCA SGR MILAN, Italy Related to adviser: No

Marketer ASPEN HILL HONG KONG, Hong Kong Related to adviser: No

Marketer BANCA CREDINVEST SA LUGANO, Switzerland Related to adviser: No

Marketer BANK LEUMI (LUXEMBOURG) SA LUXEMBOURG, Luxembourg Related to adviser: No

Marketer BANK OF SINGAPORE LIMITED SINGAPORE, Singapore Related to adviser: No

Marketer BANQUE FEDERATIVE DU CREDIT MUTUEL PARIS, France Related to adviser: No

Marketer DBS BANK SINGAPORE, Singapore Related to adviser: No

Marketer DE PLANIFICATION NEUCHATEL, Switzerland Related to adviser: No

Marketer FIDE CAPITAL BRUXELLES, Belgium Related to adviser: No

Marketer HARCOURT INVESTEMENT CONSULTING AG ZURICH, Switzerland Related to adviser: No

Marketer INTUTAE COURTAGE PARIS, France Related to adviser: No

Marketer JULIUS BAER LTD ZURICH, Switzerland Related to adviser: No

Marketer LARRAIN VIAL SERVICIOS PROFESIONALES LTDA SANTIAGO, Chile Related to adviser: No

Marketer MORA WEALTH ZURICH, Switzerland Related to adviser: No

Marketer POALIM ASSET MANAGEMENT LONDON, United Kingdom Related to adviser: No

Marketer SOCIETE GENERALE PRIVATE BANKING PARIS, France Related to adviser: Yes

Marketer UNION BANCAIRE PRIVEE GENEVA, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

Filing source

Form ADV 968305 · Jan 14, 2016 · Schedule D 7.B.(1), fund 805-7169086225

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Tarlochan Singh Bolla	Director
John Boothman	Director
Gildas Joseph Owen Briand	Director
Brian Christopher Chambers	Director
Lionel Erdely	Director
Stephen Folland	Director
Thouraya Jarray	Director
Ingrid Martin	Director
Gustav Meyer	Director
Lionel Paquin	Director
Anita Philippe	Director
Alastair William Torvaney	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

18 Esplanade
St. Helier, Y9, JE4 8RT