Form D · Hedge Fund

Lyxor/Bay Resource Partners Offshore Fund Ltd.

St. Helier, Y9 · CIK 0001467515

Offering snapshot reported May 13, 2016 · SEC filing

Reported sold
$681K
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 7, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.28M$2.56MJan 22, 2010: $170,000.00Jan 22, 2010May 3, 2012: $2,560,661.00May 3, 2012May 3, 2013: $680,661.00May 2, 2014: $680,661.00May 2, 2014May 15, 2015: $680,661.00May 13, 2016: $680,661.00May 13, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 13, 2016Amendment$680,661$0vs May 15, 20152SEC filing
May 15, 2015Amendment$680,661$0vs May 2, 20142SEC filing
May 2, 2014Amendment$680,661$0vs May 3, 20132SEC filing
May 3, 2013Amendment$680,661-$1,880,000vs May 3, 20122SEC filing
May 3, 2012Amendment$2,560,661$2,390,661vs Jan 22, 20103SEC filing
Jan 22, 2010Initial$170,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-138084
Includes only securities sold to US investors by the issuer in reliance on Regulation D (e.g. excludes securities sold to non-US investors in reliance on Regulation S)
Pursuant to contractual agreements between Lyxor & SGAS, SGAS may receive payments from Lyxor out of the fees paid to Lyxor by the Issuer. Payment amounts will be fixed between Lyxor & SGAS & will not be a charge to the Issuer or investors in the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
SG Americas Securities, LLC128351SG Americas Securities, LLC · CRD 128351

Source: Form D, filed May 13, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MANAGED FUND / BAY RESOURCE PARTNERS OFFSHORE FUND LIMITED

Investment adviser: LYXOR ASSET MANAGEMENT S.A.S.

Gross asset value
$112M
Beneficial owners
5
ADV minimum commitment
$100K

Reported in Form ADV on Jun 1, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS CI LLP ST HELIER, Jersey
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK AG (NEW YORK BRANCH) NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian SG HAMBROS TRUST COMPANY (CHANNEL ISLANDS) LIMITED ST HELIER, Jersey Related to adviser: Yes
Custodian SOCIETE GENERALE PARIS, France Related to adviser: Yes
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

GOLDMAN SACHS & CO. LLC
SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 1119423 · Jun 1, 2017 · Schedule D 7.B.(1), fund 805-7732723652

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Tarlochan Singh Bolla Director
John Boothman Director
Gildas Joseph Owen Briand Director
Brian Christopher Chambers Director
Patrick Da Director
Lionel Erdely Director
Thouraya Jarray Director
. Lyxor Asset Management S.A.S. Promoter
Ingrid Martin Director
Gustav Meyer Director
Lionel Paquin Director
Anita Philippe Director
. Sg Hambros Fund Managers (Jersey) Limited Promoter
Alastair Torvaney Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
18 Esplanade
St. Helier, Y9, JE4 8RT