Form D · Hedge Fund

LYSTER WATSON MODERATE VOLATILITY FUND LP

New York, NY · CIK 0001392956

Offering snapshot reported Mar 16, 2012 · SEC filing

Reported sold
$76.8M
Indefinite offering
Investors reported
37
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$38.4M$76.8MMar 16, 2009: $66,634,722.00Mar 16, 2009Mar 16, 2010: $73,024,722.00Mar 16, 2010Mar 24, 2011: $76,803,763.00Mar 24, 2011Mar 16, 2012: $76,803,763.00Mar 16, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2012Amendment$76,803,763$0vs Mar 24, 201137SEC filing
Mar 24, 2011Amendment$76,803,763$3,779,041vs Mar 16, 201037SEC filing
Mar 16, 2010Amendment$73,024,722$6,390,000vs Mar 16, 200937SEC filing
Mar 16, 2009Amendment$66,634,722No comparisonNot reportedSEC filing
Mar 7, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-100898
The entity listed in Item 12 is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the general partner, or its affiliate, from the assets under management and/or the incentive allocation

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneChartwell Advisors LLC · CRD 139725

Source: Form D, filed Mar 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LYSTER WATSON MODERATE VOLATILITY FUND LP

Investment adviser: LYSTER WATSON MANAGEMENT, INC.

Gross asset value
$38.7M
Beneficial owners
67
ADV minimum commitment
$1M

Reported in Form ADV on Mar 26, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP & KPMG CAYMAN SALT LAKE CITY, Utah, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer CHARTWELL ADVISORS, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CHARTWELL ADVISORS, LLC
CRD 139725 · SEC 8-67241

Filing source

Form ADV 616810 · Mar 26, 2012 · Schedule D 7.B.(1), fund 805-8821152751

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert C. Lyster Executive
Charles G. Mc Nally Executive
Robert C. Watson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
888 Seventh Ave, 40 Th Floor
New York, NY, 10019