Form D · Hedge Fund

LYSTER WATSON GROUP TRUST MODERATE VOLATILITY FUND

New York, NY · CIK 0001373045

Offering snapshot reported Mar 16, 2010 · SEC filing

Reported sold
$31.1M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Mar 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$15.5M$31.1MMar 16, 2009: $31,038,060.00Mar 16, 2009Mar 16, 2010: $31,069,393.00Mar 16, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$31,038,060 → $31,069,393

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2010Amendment$31,069,393$31,333vs Mar 16, 200915SEC filing
Mar 16, 2009Amendment$31,038,060No comparisonNot reportedSEC filing
Aug 15, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-93913
The entity listed in Item 12 above are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner (or its affiliate) from the assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneChartwell Advisors LLC · CRD 139725

Source: Form D, filed Mar 16, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Marc Freed Executive
Robert C Lyster Executive
Charles G Mc Nally Executive
Hashimoto Takashi Executive
Robert C Watson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
888 Seventh Avenue 40th Floor
New York, NY, 10019