Form D · Other Technology
LUXTERA INC
Carlsbad, CA · CIK 0001165474
Offering snapshot reported Mar 21, 2014 · SEC filing
- Reported sold
- $37.4M Offering amount: $38.2M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 11, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 21, 2014 | Initial | $37,381,806 | No comparison | 10 | SEC filing |
| May 1, 2012 | Initial | $24,448,333 | No comparison | 14 | SEC filing |
| Jun 16, 2009 | Amendment | $29,931,000 | No comparison | 26 | SEC filing |
| Mar 13, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 15, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 21, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $2.28M
- Form D file number
- 021-214035
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Morgan Stanley | 8209 |
Source: Form D, filed Mar 21, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Forest Baskett | Director |
| Neil Berglund | Director |
| Rohini Chakravarthy | Director |
| Marty Colombatto | Director |
| Seamus Daly | Director |
| Peter De Dobbelaere | Executive |
| Alex Dickinson | Director |
| Tom Foody | Executive |
| Van Holland | Executive |
| Edward Holtaway | Executive |
| John Oxaal | Director |
| Matthew P. Quilter | Executive |
| Andy Rappaport | Director |
| Andrew Rappaport | Director |
| Marek Tlalka | Executive |
| Robert D. Twomey | Executive |
| Eli Yablonovitch | Director |
| Greg Young | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
2320 Camino Vida Roble
Carlsbad, CA, 92011
Carlsbad, CA, 92011