Form D · Other Banking and Financial Services
Luther Burbank Corp
Santa Rosa, CA · CIK 0001475348
Offering snapshot reported Oct 8, 2014 · SEC filing
- Reported sold
- $95M Offering amount: $95M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 29, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 8, 2014 | Initial | $95,000,000 | No comparison | 9 | SEC filing |
| Jan 5, 2010 | Amendment | $50,532,058 | $22,562,183vs Nov 2, 2009 | 90 | SEC filing |
| Nov 2, 2009 | Amendment | $27,969,875 | $0vs Oct 27, 2009 | 32 | SEC filing |
| Oct 27, 2009 | Initial | $27,969,875 | No comparison | 32 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.07M
- Finders' fees
- $0
- Form D file number
- 021-226043
N/A
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sandler O'Neill & Partners LP | 23328 |
Source: Form D, filed Oct 8, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Biggs | Director, Executive |
| John Cardamone | Executive |
| Tim Hand | Executive |
| Paul Klenner | Director |
| Jack Krouskup | Director |
| George Mancini | Director, Executive |
| Alan Milner | Director |
| Anita Newcomb | Director |
| Jason Pendergist | Executive |
| Liana Prieto | Executive |
| Richard Rapoport | Director |
| Bradley Shuster | Director |
| Laura Tarantino | Executive |
| James Topinka | Director |
| Victor Trione | Director, Executive |
| Mark Trione | Director, Executive |
| Thomas Wajnert | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
816 4 Th Street
Santa Rosa, CA, 95404
Santa Rosa, CA, 95404